IIROC-Regulated Investment Firms Increase Cybersecurity Preparedness
IIROC-Regulated Investment Firms Increase Cybersecurity Preparedness, Survey results show improvement in training and incidence response plans.
April 2019
Trump Nominates New SEC Commissioner
President Donald Trump announced the nomination of a new SEC Commissioner in Allison Herrin Lee whose a veteran securities law practitioner.
Institutions Dominate Proxy Process
The proxy process for publicly traded companies has been taken over by institutional investors at the detriment of retail traders and investors.
Traders Cautious Ahead of US Employment Figures
Forex markets started in a cautious mood as traders are waiting for the US employment figures before the US trading session opening.
SEC Charges Former CEO of Silicon Valley Startup With Defrauding Investors
SEC today charged the founder and former chief executive of a Silicon Valley startup with defrauding investors in Jumio Inc.
Are You Prepared for Your Financial Future? Use the SEC’s Investor Preparedness Checklist to Find Out
Are You Prepared for Your Financial Future?
Fraser Valley Man Commits Fraud
BCSC panel has found that a B.C. man who has never been registered under the Securities Act, commits fraud when he raised at least $452,000 from investors.
Asian Stocks Mixed, Oil Consolidates at Five Month High
Asian stocks finished mixed close to seven-month highs as reports favored the US-China trade deal, and PM May said she would seek another Brexit extension.
BCSC Imposes Market Ban for Concealing Involvement in Shell Companies
BCSC panel has imposed a market ban on a man after finding that he engaged in conduct that was abusive to the capital markets.
Ed Sibley: Central Bank of Ireland’s views on the No Consent, No Sale Bill 2019
Central Bank of Ireland believes a strong consumer protection framework is essential and especially for mortgage, as its a significant financial commitment.
Stephen S Poloz: Turbulent times for trade
Economic growth slowed late last year and is extending into 2019. This is due to developments in oil and housing sector and Canada trade uncertainty.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.