Broadridge’s investment management customers will now gain self-service access to individualized analytics, customizable digital reports, and interactive dashboards from Tableau.
Latest Industry News
DSTOQ Promotes David Holtzman as its New Chief Technology Officer
David Holtzman will be responsible for all security related functionalities and implementing policies and procedures for maintaining business continuity.
DriveWealth Announces Strategic Partnership with Investment Research Provider Firm, Trading Central
DriveWealth, LLC, an innovative global digital trading technology providing access to US markets has formed a strategic partnership with Trading Central, a leading investment research provider.
Fiat-to-Crypto Exchange OkCoin Opens Office in Buenos Aires
Beijing-based cryptocurrency exchange OKCoin has announced the expansion to Latin American markets, starting off with a local office in Buenos Aires.
big xyt Announces Dedicated Dashboard for Analyzing SI Volumes
High-volume smart data and analytics provider big xyt has announced further client driven enhancements to its Liquidity Cockpit in the form of a dedicated dashboard for analyzing SI volumes.
Feature Articles
Record Number of Spoofing Cases Examined
Big fraud allegations often mean big settlements will follow. But the settlements the Commodity Futures Trading Commission reached with former MF Global CEO Jon Corzine in early January and Igor Oystacher and his Chicago firm, 3Red Trading LLC, in December were surprisingly puny.
Warren Says Financial History Repeating Itself
This market looks a lot like the sub-prime mortgage market looked pre-2008. The loans are badly underwritten, with minimal protections, like sub-prime mortgages, these loans are being packaged up and sold to investors as collateralized loan obligations, or CLOs, which spread the risk throughout the system
Fed Head of Oversight Visits Capitol Hill
Randal Quarles is the Vice Chairman for Supervision and he was testifying in front of the House Financial Services Committee in his bi-annual testimony on November 14, 2018.
Industry Thought Leadership
Equity Market Innovation Leads to Venue Proliferation
Several startups are planning to launch either new venues or order types, and even listing standards, to solve problems in US equity trading. At last month’s SIFMA Equity Market Structure conference, executives with the following three startups and one established exchange discussed their particular market innovations and how each one fits into the existing equity market […]
SEC Steers Pilot on Equity Trading Fee and Rebates Amid Headwinds
By Ivy Schmerken Diving into one of the more controversial issues in equity market structure, U.S. regulators are moving forward with the transaction-fee pilot that will force stock exchanges to lower the fee caps on rebates they pay to brokers and market makers. “I think the SEC is about to embark upon a productive time […]
Artificial Intelligence Gains Momentum: From Machine Learning to Deep Learning
Artificial intelligence has quickly evolved from science fiction to digital assistants such as Alexa and Siri learning about our daily lives. A.I. applications are interpreting MRIs and will soon be operating self-driving cars. In personal finance, many of us interact with chat boxes on bank web sites. And in the investing world, robo-advisors are managing […]
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