Global Trading Industry News & Information
New York based financial data research and analysis firm Visible Alpha LLC made an announcement earlier this week revealing creation and appointment of a new role at the firm. According to the statement released by the firm, it has hired Samantha Miller to serve in newly created role of Chief Product Officer at the firm.
FlexTrade has partnered with ACA Technology to provide data on-demand for trade surveillance on its FlexNOW EMS. This will help mutual clients manage their trade surveillance and compliance needs using ACA’s Decryptex surveillance technology.
Neueda has partnered with big data system software provider, Levyx, to increase data processing capacity for the Python community of users within financial markets and beyond. The product, Helium-Python interface, has been released by Neueda for use via https://github.com/blu-corner – where Neueda’s Open Source software is released.
As per recent announcement made by Germany based multinational banking and financial services provider Deutsche Bank, Juerg Zeltner Chief Executive Officer of Luxembourg has been nominated to join the firm’s supervisory board.
RUSB is an open-ended, UCITS compliant Exchange Traded Fund incorporated in Luxembourg. The Fund’s objective is to replicate the return of the Solactive’s index ITI Funds Russia-focused USD Eurobond Index. The Fund invests in physical securities.
The head of the CME Group weighed in on the intercontinental standoff over swaps regulation.
“On August 9, 2019, the Committee issued a complaint against Wells Fargo, a provisionally registered swap dealer and NFA member with its main office located in San Francisco, California. The complaint alleges Wells Fargo violated NFA Compliance Rule 2-49 (a) by failing to communicate with a counterparty in a fair and balanced manner as required under Commodities Futures Trading Commission Regulation 23.433,” the decision stated.
FINRA Spells Out Extraordinary Cooperation. FINRA, the Financial Industry Regulatory Authority, would like its member firms to know there’s extra credit possible for cooperating in investigations. Susan Schroeder, the executive vice president and head of FINRA Enforcement, was the latest guest on FINRA’s podcast, FINRA Unscripted.
Exchange-traded funds (ETFs) are among the most popular methods of investing today, with investors pouring trillions of dollars into an ever-growing pool of funds. Particularly in comparison with expensive to use hedge funds, low-fee ETFs provide a safer, more stable means of investing. One of the benefits of ETFs is that they are infinitely broad in scope and […]
Several startups are planning to launch either new venues or order types, and even listing standards, to solve problems in US equity trading. At last month’s SIFMA Equity Market Structure conference, executives with the following three startups and one established exchange discussed their particular market innovations and how each one fits into the existing equity market […]
By Ivy Schmerken Diving into one of the more controversial issues in equity market structure, U.S. regulators are moving forward with the transaction-fee pilot that will force stock exchanges to lower the fee caps on rebates they pay to brokers and market makers. “I think the SEC is about to embark upon a productive time […]
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