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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 94 of 337
February 2020
CFTC Becomes First Federal Agency to Adopt NIST Privacy Framework
CFTC today announced it will become the first federal agency to adopt the National Institute of Standards and Technology (NIST) Privacy Framework.
SEC Publishes Annual Reports on Credit Rating Agencies
SEC released the important work of the Office of Credit Rating in examining and monitoring nationally recognized statistical rating organizations (NRSROs).
SEC Names Ray McInerney as Freedom of Information Act Officer
SEC today announced that Ray McInerney has been named Freedom of Information Act (FOIA) Officer in the agency’s Office of FOIA Services.
SEC Charges Portfolio Manager and Advisory Firm with Misrepresenting Risk in Mutual Fund
SEC announced charges against a New York-based investment adviser for misleading investors about the management of misrepresenting risk in a mutual fund.
Virginia Gambale Joins Virtu Financial’s Board of Directors
Virtu Financial recently revealed the addition of new member, Ms. Virginia Gambale to serve as an independent director effective immediately.
Binance On-Boards Josh Goodbody as Director of Growth
Binance has on-boarded Mr. Josh Goodbody to serve as its new Director of European and Latin American Growth and Institutional Business division.
January 2020
Christopher Woolard to Serve as UK FCA’s Interim CEO
FCA the primary regulatory body has recently made the announcement of appointment of Christopher Woolard as new interim CEO - Chief Executive Officer.
Brian Shearer Joins Siepe as Chief Product Officer
Siepe appointed Brian Shearer as Chief Product Officer. The incoming executive is a veteran nearly 32 years of experienced in financial technology sector.
Sumitomo Chooses First Derivatives’ Kx to Build New e-FX Platform
Sumitomo Mitsui Banking Corporation has chosen First Derivatives' Kx to build and manage its next-generation e-FX platform under a multi-year agreement.
Coinbase Appoints Ex-Google Surojit Chatterjee as Chief Product Officer
Coinbase has appointed Ex-Google Surojit Chatterjee, former Vice President of Product at Google, as its new Chief Product Officer.
Ex-Coinbase COO Hirji Joins Blockchain Lending Platform as President
Financial services veteran Asiff Hirji has been named President of Figure Technologies as the firm looks to expand financial products.
Asian Stocks Rebound, Bitcoin Consolidates Above $9,000
Asian stock indices rebound and finished mixed helped by upbeat economic data from China and a positive close in Wall Street.
Christine Lagarde: How can a united Europe meet the challenges it faces today?
Speech by Ms Christine Lagarde, President of the European Central Bank, during a dinner on "Uniting Europe", World Economic Forum, Davos, 23 January 2020.
Bank Rate maintained at 0.75% – January 2020
The Bank of England’s MPC sets monetary policy to meet the 2% inflation target and a majority of 7-2 to maintain Bank Rate at 0.75%.
Nomura Launches Crypto Asset Index for Institutional Investors in Japan
Nomura has partnered with MV Index Solutions (MVIS) and Intelligence Unit (IU) to jointly launch the NRI/IU Crypto Asset Index for financial institutions.






