ASIC to ban unfair cold call sales of direct life insurance and CCI
ASIC has today announced the implementation of a ban on unsolicited cold call telephone sales of direct life insurance and consumer credit insurance (CCI).
December 2019
ASIC charges former director and CEO of Credit Union, Lyndon Kingston, with criminal charges
19-334MR Australian Securities and Investments Commission charges former director and CEO of Credit Union, Mr Lyndon Allen Kingston, with criminal charges.
ASIC Releases Report on Financial Advice Provided by Superannuation Funds
Australian Securities and Investments Commission - ASIC today releases report on financial advice provided by superannuation funds.
Asian Stocks Higher, Gold Retreat on Trade Talks Optimism
Asian stock indices higher as trade talks optimism returns after China and the USA are close in signing a phase one agreement to end a 17-month trade war.
Building operational resilience: impact tolerances for important business services
BOE, PRA and FCA have published a shared policy summary and co-ordinated consultation papers to strengthen resilience in the financial services sector.
Total Volumes on the DGCX hit 21.85 million contracts this year, valued at over USD 400 billion
Total volumes on the DGCX this year stood at over 21.85 million contracts at the end of November, valued at more than USD 400 billion.
Intercontinental Exchange Announces Record Daily Trading Volume for New York Harbor Heating Oil Futures
Intercontinental Exchange, a leading operator of global exchanges announces record daily trading volume for New York harbor heating oil futures.
Intercontinental Exchange Adds Fixed Income Capabilities to ICE ETF Hub
ICE today announced it has added new functionality to ICE ETF Hub to support US-listed fixed income exchange traded funds (ETFs).
Risky Assets on Demand, GBPUSD Outperforms
GBPUSD outperforms and trades 0.23% higher at 1.3134 as we are getting closer to the general election and the Brexit deadline on January 31st, 2020.
Press Release SEC Names John Vanosdall as Deputy Chief Accountant
SEC today announced the appointment of John Vanosdall as a Deputy Chief Accountant (Accounting Group) in the agency's Office of the Chief Accountant.
Consumer Financial Protection Bureau Issues Notice of Proposed Rulemaking on Remittance Rule
The Consumer Financial Protection Bureau (Bureau) issued today a Notice of Proposed Rulemaking (NPRM) relating to the Remittance Rule (Rule).
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.