Broadridge Taps New Head of Sales, Signs Navy Federal for MBS Platform
The global Fintech leader, Broadridge has appointed Manuel Baptista as Managing Director and Head of Sales which will be based in Brussels, Belgium.
Desk
Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 234 of 337
March 2019
UBS Investment Bank Reports Full Year 2018 Financial Results, 5% Uptick in Operating Income YoY
Investment Bank, UBS has reported full-year financial report for the year 2018, registering a marginal increase in operating profits.
Global Equities Advance, Yen stabilizes at 111.70 After BoJ
Pounds rallied to 111.89 following the latest BoJ monetary policy update but soon corrected at 111.67 as it balances out the BOJ weakening economic outlook.
FIA Announces Diversity Initiative
Boca Raton, FL – FIA’s Board of Directors today announced a new board-level Diversity initiative to encourage and support diversity in the futures industry.
AMP and Clayton Utz surrender in ASIC court battle over failure to produce documents
ASIC commenced Federal Court proceedings against AMP and Clayton Utz in December 2018 seeking an order compelling Clayton Utz to produce interview notes.
ASIC reports on corporate finance regulation – July to December 2018
The report explains the approach ASIC takes in the conduct that has caused us to intervene, our response to novel issues seen in transactions.
Foreign Trading Platform and Its CEO to Pay $990,000 for Illegal Bitcoin-Related Transactions with U.S. Customers
Washington, DC — Foreign Trading Platform and Its CEO to Pay $990,000 for Illegal Bitcoin-Related Transactions with U.S.
DX.Exchange Opens STO Platform Called DXtech Exchange for Eligible Security Token
DX Exchange has planned to include more security token on its platform.Any eligible security token can submit an application and get listed on the platform.
Marex Spectron Appoints Carla Stent as Non-Executive Chair of the Group’s Board
Marex Spectron, the global commodities broker, has today announced the appointment of Carla Stent as Non-Executive Chair of the Group Board.
SEC Charges Lumber Liquidators With Fraud
The Securities and Exchange Commission today announced charges against Lumber Liquidators Holdings Inc. for making fraudulent misstatements to investors.
GBPUSD Volatility is Still the Name of the Game
Volatility is still the name of the game for the pair this week as good and bad news crossing the wires. Traders are closely watching the Brexit progress.
