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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 120 of 337
December 2019
CFTC Orders Goldman Sachs to Pay $1 Million for Recordkeeping Violations
CFTC issued an order filing and simultaneously settling charges against Goldman Sachs & Co.
November 2019
CFTC Division of Enforcement Issues 2019 Annual Report
The U.S. Commodity Futures Trading Commission’s Division of Enforcement (DOE) today issued its Fiscal Year (FY) 2019 Annual Report.
Michael Poetscher Appointed as CMO at BitPanda
As per statement released by the firm, it has hired Mr. Michael Poetscher a veteran with nearly 9 years of experience in online marketing.
Equities Decline on Trade Jitters, Wall Street to Close Early on Black Friday
US trading session comes to close for the week amid a lack of investor participation from the US market on thanksgiving and black Friday celebrations.
VoxSmart Acquires Fonetic Trading as RegTech Landscape Consolidates
VoxSmart has acquired Fonetic Trading in order to deliver a comprehensive communications surveillance offering for Capital Markets participants.
SEC Charges Biotech Company and Executives With Accounting Fraud
The Securities and Exchange Commission today charged Georgia-based biotech company MiMedx Group Inc.
International Financial Regulation and Supervision:Past Achievements, Current Issues, and Future Agendas
I am very honored to have the opportunity to speak at the Paris Europlace Financial Forum again this year.
