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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 117 of 337
December 2019
CFPB Announces Panels for CFPB-FTC Workshop on Accuracy in Consumer Reporting
The Consumer Financial Protection Bureau (CFPB) announces panels for CFPB-FTC for its December 10, 2019 workshop on accuracy in consumer reporting.
Sanctions Imposed in Supervisory Proceedings
The Federal Financial Supervisory Authority implements higher administrative fines Imposed in supervisory proceedings of activities than in previous years.
ASIC to ban unfair cold call sales of direct life insurance and CCI
ASIC has today announced the implementation of a ban on unsolicited cold call telephone sales of direct life insurance and consumer credit insurance (CCI).
ASIC charges former director and CEO of Credit Union, Lyndon Kingston, with criminal charges
19-334MR Australian Securities and Investments Commission charges former director and CEO of Credit Union, Mr Lyndon Allen Kingston, with criminal charges.
ASIC Releases Report on Financial Advice Provided by Superannuation Funds
Australian Securities and Investments Commission - ASIC today releases report on financial advice provided by superannuation funds.
DriveWealth to Provide Thai Investors With Direct Access to US Stock Market
DriveWealth has signed its first partnership in Thailand, with SBITO. The deal will bring local investors direct access to the U.S. stock market.
Asian Stocks Higher, Gold Retreat on Trade Talks Optimism
Asian stock indices higher as trade talks optimism returns after China and the USA are close in signing a phase one agreement to end a 17-month trade war.
Building operational resilience: impact tolerances for important business services
BOE, PRA and FCA have published a shared policy summary and co-ordinated consultation papers to strengthen resilience in the financial services sector.
Total Volumes on the DGCX hit 21.85 million contracts this year, valued at over USD 400 billion
Total volumes on the DGCX this year stood at over 21.85 million contracts at the end of November, valued at more than USD 400 billion.
Intercontinental Exchange Announces Record Daily Trading Volume for New York Harbor Heating Oil Futures
Intercontinental Exchange, a leading operator of global exchanges announces record daily trading volume for New York harbor heating oil futures.
Gold-i Promotes Joy Li to Head of Business Development Asia Pacific
Gold-i has announced the appointment of a new executive Joy Li as the firm's Head of Business Development for the Asia Pacific region.
Intercontinental Exchange Adds Fixed Income Capabilities to ICE ETF Hub
ICE today announced it has added new functionality to ICE ETF Hub to support US-listed fixed income exchange traded funds (ETFs).
First New York Investment Firm Deploys LiquidityBook’s POEMS
LiquidityBook's SaaS-based LBX Buy-Side has been selected by FNY Investment Advisers, also known as First New York, as its POEMS.
