Bureau of Consumer Financial Protection Advisory Committees Meet With New Members
The Bureau of Consumer Financial Protection (Bureau) today began Advisory Committees meetings in Washington, D.C. With New Members.
September 2018
Elon Musk Charged with Securities Fraud for Misleading Tweets
SEC charged Elon Musk, CEO and Chairman of Tesla Inc., with securities fraud for a series of false and misleading tweets about a potential transaction.
Head of CFTC Whistleblower Office Talks with Andrew Busch
The new whistleblower office at the Commodities Futures Trading Commission provides protection, anonymity, and potential monetary awards.
MAS Outlines Enforcement Approach to Deter, Detect and Investigate Breaches of Rules and Regulations
The Monetary Authority of Singapore, MAS Outlines Enforcement Approach to Deter, Detect and Investigate Breaches of Rules and Regulations.
CME Group Launches Free Tool to Help Market Users Gauge Futures Market Liquidity Across Time Zones
The CME Liquidity Tool, A powerful new tool to measure futures market liquidity is now available to CME Group market users around the globe.
Bureau of Consumer Financial Protection Issues Report and RFI on the Bureau’s Sources and Uses of Data
The Bureau of Consumer Financial Protection today issued a report and Request for Information regarding the Bureau’s sources of data and how data is used.
DMCC Welcomes the Scottish Business Network Representative Office to its Free Zone District
DMCC today announced that the Scottish Business Network (SBN) will open its representative office in Dubai in DMCC’s Free Zone.
NSE to Test e-Voting Using Blockchain
National Stock Exchange of India Ltd (NSE) to Test e-Voting Using Blockchain for listed companies on the Elemential Labs platform.
Inquiry From EBA Concerning Anti-Money Laundering Supervision
Inquiry From EBA Concerning Anti-Money Laundering Supervision. The background for the inquiry is the case relating to Danske Bank’s branch in Estonia.
2018-19 IIROC Board of Directors Elected
2018-19 IIROC Board of Directors Elected. Nine individuals were elected or re-elected to serve on the IIROC Board of Directors.
ECB Report Shows a Fall in Card Fraud in 2016
ECB Report Shows a Fall in Card Fraud in 2016, Online fraud rose slightly from 2015 and accounted for 73% of total value of card fraud in 2016.
Macroprudential Decision: Countercyclical Capital Buffer Rate and Loan Cap Unchanged
The Board of the Financial Supervisory Authority (FIN-FSA) will not impose a countercyclical capital buffer (CCyB) requirement on credit institutions.
The ICE Appoints Andrew Surdykowski as General Counsel, Elizabeth King as Chief Regulatory Officer, and Octavia Spencer as Corporate Secretary
The ICE Appoints Andrew Surdykowski as General Counsel, Elizabeth King as Chief Regulatory Officer, and Octavia Spencer as Corporate Secretary.
London Stock Exchange Group Board Appointments
LSEG Board Appointments today announces that Marshall Bailey OBE and Ruth Wandhöfer will join the Group Board as Independent Non-Executive Directors.
Federal Reserve Issues FOMC Statement
Federal Open Market Committee Statement, the labor market has continued to strengthen and that economic activity has been rising at a strong rate.
STOXX AI Global Artificial Intelligence ADTV5 Index Licensed to Amundi
20 September 2018, STOXX Ltd. has licensed the STOXX® AI Global Artificial Intelligence ADTV5 Index to Amundi as an underlying for an ETF.
SGX Named Exchange of the Year for Derivatives at FOW’s Asia Capital Markets Awards
SGX has been named “Exchange of the Year – Derivatives” at FOW’s Asia Capital Markets Awards in recognition of its innovation in portfolio risk management.
ASIC Acts Against Misleading Initial Coin Offerings and Crypto-Asset Funds Targeted at Retail Investors
ASIC has taken action to stop several proposed initial coin offerings or token-generation events (together, ICOs), targeting retail investors.
SGX Proposes New “Trade at Close” Session for Securities Market
SGX Proposes New “ Trade at Close ” Session for Securities Market. The “trade at close” (TAC), which will take place after the closing auction routine ends.
CME Group Named ‘International Exchange of the Year for Asia’ by Global Investor Group for the Sixth Time in Seven Years
SINGAPORE, Sept. 20, 2018, CME Group Named 'International Exchange of the Year for Asia' by Global Investor Group for the Sixth Time in Seven Years.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.