May 2019
Canadian Securities Regulators Outline Next steps on the Development of an Integrated Information system
The Canadian Securities Administrators (CSA) today set out next steps for a new integrated information and filing system (the Renewed System)
Asian markets slump on threats of increased tariffs on China
Asian markets plunge today after US President Trump threatened to more than double tariffs of US$200bn on China's imports from 10 percent to 25 percent.
Yi Gang: Further open up the financial sector to promote high-quality growth
Yi Gang, Governor of PBoC at the China Development Forum "Greater Opening-up for Win-Win Cooperation" in the Financial sector.
BCSC Panel Finds that Three B.C. Men and Two B.C. Companies Committed Fraud
A British Columbia Securities Commission (BCSC) panel has found that three B.C.
Intercontinental Exchange Announces Agreement to Acquire Simplifile LC
Intercontinental Exchange today announced that it has entered into a definitive agreement to acquire Simplifile LC. Simplifile operates one of the.
FCA Begins Review of Financial Advice Market
Call for Input asking for feedback on its proposed approach to reviewing the Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR).
Next steps: GFIN Cross-border testing pilot
Creating an international testing pilot for firms wishing to market innovative products, services or business models across multiple jurisdictions.
BCSC Takes on Direct Oversight of Canadian Securities Exchange
The British Columbia Securities Commission (BCSC) will join the Ontario Securities Commission in overseeing the Canadian Securities Exchange (CSE)
SEC: Adam S. Aderton Named Co-Chief of the Asset Management Unit
The Securities and Exchange Commission today announced that Adam S.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.