October 2019
SEC Names Katharine E. Zoladz as Associate Regional Director in Los Angeles Office
SEC today announced that Katharine E. Zoladz has been named Associate Regional Director for enforcement in the Los Angeles Regional Office.
Last Week for Online Application to Exchange for Singapore Bicentennial $20 Commemorative Note
MAS commented today that applications to date for the additional 2 million pieces of Singapore Bicentennial $20 commemorative notes have been encouraging.
Federal financial regulatory Agencies Finalize Changes to Simplify Volcker Rule
Five federal financial regulatory agencies on Tuesday announced that they finalized revisions to simplify compliance relating to the Volcker rule.
SEC Obtains Final Judgments Against Lek Securities and CEO in Layering, Manipulation Case
On October 1, 2019, a federal court judge entered final judgments against New York-based brokerage firm Lek Securities Corp.
Wall Street to Open Soft as Reports Hint at Lack of Progress in Trade Talks
US Wall Street closed on a positive note yesterday as reports indicate trade talks between China and the US began in Washington.
Forex and Equity Markets Quiet Ahead of China-USA Trade Talks
Forex and equity markets stay quiet while Asian Indices and Nikkei 225 benchmark in Tokyo ended higher today as China-USA trade talks resume in Washington.
Carlos da Silva Costa: Opening remarks – “Bank of Portugal’s 2019 Conference on Financial Stability”
Opening remarks by Mr Carlos da Silva Costa, Governor of the Bank of Portugal, at the "Bank of Portugal's 2019 Conference on Financial Stability", Lisbon, 8 October 2019.
Risk-On, Risk-Off, USD/JPY UP, USD/JPY Down. Here We Go Again.
Risk-On, Risk-Off, USD/JPY UP, USD/JPY Down.
Equities Trade Positive Albeit Capped Gains Ahead of Sino-U.S. Trade Talks
All attentions are focused on Sino-U.S. trade talks which will see high-level representatives from both nations meeting in Washington later today.
Markets Calm Ahead of US-China Trade Talks
The US-China trade talks is set to be the key driver of sentiment over the coming days with the trade delegation meeting on Thursday.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.