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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 32 of 337
June 2020
BNP Paribas Asset Management Appoints New Head of Greater China Equities
BNPP AM has appointed David Choa as Head of Greater China Equities, where he will be responsible for the governance and oversight of the investment process.
TSL Adds Strategy Automation to QuantHouse Backtesting Suite
Trading System Lab (TSL) has added its machine learning capabilitiesas part of QuantHouse's cloud backtesting suite, QuantFactory.
CFTC Charges Chicago-Based Firm and Six Individuals in Multi-Million Dollar Options Fraud Scheme
CFTC announced the filing of a civil enforcement action against Chicago-Based firm and six individuals in Multi-Million dollar options fraud scheme.
CFTC Orders Illinois Firm to Pay $250,000 for Supervision Violations
CFTC issued charges against Cunningham Commodities, LLC, with its principal place of business in Illinois for Supervision Violations.
The Climate Financial Risk Forum Publishes Its Guide to Help the Financial Industry Address Climate-Related Financial Risks
The Climate Financial Risk Forum has published a guide written by industry for industry to help firms approach and address climate-related financial risks.
ASIC Bans Former Forex Capital Trading Pty Ltd Employee from Providing Financial Services
ASIC has banned Mr Steven Marsh, a former employee of Forex Capital Trading Pty Ltd, from providing financial services for a period of three years.
Coronavirus and CARES Act
Coronavirus pandemic and CARES Act Chair Jerome H. Powell Before the Committee on Financial Services, U.S. House of Representatives, Washington, D.C.
SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers
SEC issued an order to update the filing threshold for broker-dealers’ Form 17-H filings made pursuant to Exchange Act Rules 17h-1T and Rule 17h-2T.
Anna Manz Joins LSEG as CFO
As part of the series of changes made to said team, latest announcement from the group revealed that it has hired Mrs.
Wall Street to Rebound as Second-Wave Fears Ease During the Weekend
Wall Street to rebound as Second-Wave fears ease during the weekend, hopes for economic recovery helped improve market risk appetite.
SGX to Acquire 80% Stake In Institutional FX Platform
SGX is expanding the operator's reach beyond FX future into the global OTC market by acquiring the remaining 80% stake in BidFX from its other shareholders.
FCA Publicly Censures Redcentric PLC for Market Abuse
The FCA has today issued a public censure to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.
Telegram to Return $1.2 Billion to Investors and Pay $18.5 Million Penalty to Settle SEC Charges
SEC charges Telegram Group to resolve charges that Telegram's unregistered offering of digital tokens called "Grams" violated the federal securities laws.
Riksbank: SEK 5.5 billion in invalid banknotes – redeem them before the fee is raised
These are banknotes that became invalid during the changeover in 2015-2017.