Desk
Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 33 of 337
June 2020
KPMG Launches Advanced Analytics for Institutional Crypto Market
offer crypto asset services on an institutional scale.
Cboe Launches Central Limit Order Book to Challenge Refinitiv In FX Market
Cboe FX Markets has announced plans to launch Cboe FX Central, a newcentral limit order book (CLOB) to bring competition and innovation to the FX market.
SEC Charges Issuer, CEO, and Lobbyist With Defrauding Investors in AML BitCoin
SEC charged NAC Foundation, its CEO Marcus Andrade, and political lobbyist Jack Abramoff with conducting a fraudulent, unregistered offering of AML BitCoin.
SEC Charges Novartis AG with FCPA Violations
SEC announced that Novartis AG has agreed to pay over $112 million to settle charges that it violated the books and records of FCPA.
Thought Machine Integrates TruNarrative’s AML Capabilities for Atom Bank
Thought Machine has partnered with TruNarrative to provide Atom bank with groundbreaking financial crime prevention and core banking capabilities.
Lars Holst’s OTC Broker GCEX Integrates Trustology’s Crypto Custody Solution
Crypto custody solutions provider Trustology has partnered with FCA-regulated OTC broker, GCEX, to create a secure liquidity network.
SG Americas to Pay $3.1 Million to Settle Charges of Providing Deficient Blue Sheet Data
SEC today announced settled charges against broker-dealer SG Americas Securities LLC for failing to provide deficient Blue Sheet Data.
ASIC Publishes New Regulatory Guidance for Mortgage Brokers
ASIC has published regulatory guidance to assist in the application of the new best interests duty for mortgage brokers, which comes into effect in 2021.
MAS Consults on Environmental Risk Management Guidelines for Financial Institutions
MAS issued a set of three consultation papers on its proposed Guidelines on Environmental Risk Management for banks, insurers and asset managers.
Rise in Investment Scams During COVID-19 Pandemic
ASIC has seen a rise in the number of investment scam reports from Australian consumers and investors during the COVID-19 (coronavirus) pandemic.
Avelacom Sees London As Largest Global Cloud-Based Infra Centre For Crypto Market
Avelacom claims in its report that more than 30% of its clients are currently using its AWS London center for cryptocurrency trading activities.
Swissquote Hails Positive First Half of 2020
Swissquote Group Holdings, a leading Swiss banking group reveal positive business performance during the first half of 2020 as per its latest announcement.
Wall Street under Pressure as Covid-19 Outbreak Escalates
Wall Street under pressure over the fears of another lockdown over the renewed escalation in the COVID-19 outbreak weighs down investor sentiment.
Canadian Securities Regulators Collaborate to Protect Investors and Enforce Securities Law: CSA Fiscal Year 2019/20 Enforcement Report
CSA released its fiscal year Enforcement Report, outlining how securities regulators are protecting investors and the integrity of Canada’s capital markets.
