SEC Charges App Developer for Unregistered Security-Based Swap Transactions
The Securities and Exchange Commission -SEC today charged California-based Abra and a related firm for unregistered security-based swap transactions.
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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
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July 2020
Project Ubin’s Fifth and Final Phase Highlights Commercial Potential, Paving Way towards Live Adoption
MAS and Temasek today jointly released a report to mark the successful conclusion of the fifthMAS announced the fifth phase of Project Ubin.
FCA Commences Civil Proceedings in Relation to Alleged Unauthorised Regulated Mortgage Contracts and Sale & Rent Back Agreements
FCA commences civil proceedings in relation to alleged unauthorised regulated mortgage contracts and sale & rent back agreements.
Boerse Stuttgart Digital Ventures Appoints Raphael Polansky as Board Member
Boerse Stuttgart Digital Ventures GmbH has appointed Mr. Raphael Polansky to serve as member of its management board effective from 1st of July 2020.
Clear Bank Appoints Two New Leadership Executives
Clear Bank, the UK based clearing bank revealed the appointment of two new executives to its senior level leadership and management team.
Toward a More Resilient Europe – AN IMF Blog
Europe high-debt countries will bear brunt of COVID. For decades,these countries have seen public debt burdens go up in trouble and stabilize, but not fall.
Wall Street to Open Positive on Vaccine Hopes & PepsiCo Earnings Reports
Given positive earnings results from PepsiCo and vaccine hopes, Wall Street indices are expected to see a sharp upsurge in price action.
Speech on the Global and Asia Economic Outlook
Speech on the Global and Asia Economic Outlook with subjects of common interest and rising covid cases.
FED: Global in Life and Orderly in Death: Post-Crisis Reforms and the Too-Big-to-Fail Question
Vice Chair for Supervision and Chair of the Financial Stability Board (FSB) Randal K. Quarles. At the Exchequer Club, Washington, D.C. (via webcast)
BIS: Basel Committee reports on Basel III implementation progress
Report sets out the adoption status of Basel III standards in member jurisdictions as of end-May 2020.
Industries Plan to Improve Technology Strategies Amid Pandemic, Survey Finds
Tim Gokey, CEO of Broadridge, said: "Financial services players have shown they can adapt and change during the pandemic".
IIROC Welcomes Report from Ontario’s Capital Markets Modernization Taskforce
The Investment Industry Regulatory Organization of Canada (IIROC) today welcomed the publication from Ontario's Capital Markets Modernization Taskforce.