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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 111 of 337
December 2019
DASH Snatches New CIO Steven Bonanno From Bloomberg Tradebook Inbox
The industry’s leading capital markets technology and execution provider has appointed Steven Bonanno as Chief Information Officer.
GBG Joins Tradesocio’s Marketplace Bringing Fresh Compliance Features
As per the statement released by Tradesocio, it has entered into a deal with GBG, in a fresh attempt to effect revolutionary regulatory compliance.
Modulr Partners with BACS as Direct Participant
Modulr recently revealed in an announcement that it has joined the UK’s most premier group of automated payment clearings service provider BACS.
MetLife to Pay $10 Million for Longstanding Internal Control Failures
SEC charged MetLife, Inc. with violating the books and records and internal accounting controls provisions of the federal securities laws.
SEC Adopts Actions to Stand Up Security-Based Swap Regulatory Regime
SEC adopted a package of rule amendments, guidance, and a related order to expand the framework for regulating cross-border security-based swap.
ASIC Reports on Corporate Insolvencies 2018–19
ASIC - Australian Securities and Investments Commission today published its annual overview of corporate insolvencies for the 2018-2019 financial year.
ASIC Reports on Cyber Resilience Assessments of Financial Markets Firms
ASIC report Cyber resilience of firms in Australia’s financial markets: 2018–19 (REP 651) provides an update on cyber resilience capabilities.
AMP Financial Planning Ceases MDA Services
AMP Financial Planning Pty Ltd (AMPFP) ceased providing MDA services on 10 December 2019 following the imposition of tailored licence conditions by ASIC.
Blockchain.com Launches Gateway for GBP Accounts as Brexit Looms
As Brexit looms, users of the Blockchain Exchange can deposit, withdraw and use GBP to buy bitcoin (BTC) and Ether with more cryptocurrencies to come.
Alex Levine Appointed As New Chief Legal Officer at TokenSoft
TokenSoft Inc, a California based digital security service provider has announced that it has hired Mr. Alex Levine to serve as its new Chief Legal Officer.
Asian Equities Retreat on President Trump Impeachment Vote
Asian indices finished lower the day after the U.S. House of Representatives voted to impeach President Trump for abuse of power.
Leslie Tam Appointed as Chief of Strategy at CoinFLEX
CoinFLEX, a US based cryptocurrency derivatives trading provider recently revealed Mr. Leslie Tam as its Chief of Strategy Officer effective immediately.
