Andrew Bailey Set to Succeed Mr. Carney as BOE’s Governor from End of Q1-2020
BOE recently announced in a statement that its current Governor Mr. Mark Carney will be succeeded by former BOE deputy Governor Mr. Andrew Bailey.
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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 110 of 337
December 2019
Asian Indices Mixed, Gold Trades Higher
Asian indices started the Christmas week mixed in thin volumes after President Donald Trump said that phase one of the trade deal would be signed shortly.
Issuer Settles Unregistered ICO Charges, Agrees to Return Funds and Register Tokens
SEC announced settled charges against blockchain technology company Blockchain of Things Inc. for conducting an unregistered initial coin offering (ICO).
Silicon Valley IT Administrator and Friends Charged in Multimillion Dollar Insider Trading Ring
SEC announced insider trading charges against five friends who repeatedly traded on confidential earnings information about a Silicon Valley.
FINRA, NASDAQ, BX, PHLX, ISE, NYSE, NYSE Arca, NYSE American, Cboe, BZX, BYX, EDGA, and EDGX Permanently Bar Samuel Lek and Fine Lek Securities Corporation for Supervisory and Market Access Rule Violations
Samuel Lek, former Chief Executive Officer of Lek Securities Corporation, has been permanently barred from the securities industry in all capacities.
SEC Proposes to Update Accredited Investor Definition to Increase Access to Investments
SEC voted to propose amendments to the definition of accredited investor, one of the principal tests for who is eligible to participate in capital markets.
SEC Charges Founder, Digital-Asset Issuer with Fraudulent ICO
The Securities and Exchange Commission today charged a digital-asset entrepreneur and his company with defrauding investors in an (ICO).
ASIC Updates Internal Governance and Accountability Frameworks
ASIC - Australian Securities and Investments Commission has updated its internal governance framework and implemented a new accountability regime.
Monex Group Announces the Last Executive Team Shuffle Up for 2019
Monex Group, the Tokyo headquarted retail brokerage and financial services provider announced yet another scuffling of its senior level last executive team.
Alibaba Group Announces Executive Team Shuffle Up
Alibaba Group recently revealed in an announcement the shuffle up of its senior league leadership and management executive.
SEC Charges Former Goldman Sachs Executive with FCPA Violations
SEC today announced charges against former Goldman Sachs Group Inc. executive Tim Leissner for engaging in a corruption scheme.
FIA and FIA Tech Announce Successful Implementation of Execution Source Codes at CME Group
FIA and FIA Tech today announced the successful implementation of execution source codes at CME Group to support the new industry standard.
SEC Adopts Risk Mitigation Techniques for Uncleared Security-Based Swaps
SEC today voted to adopt rules requiring the application of risk mitigation techniques to portfolios of uncleared security-based swaps.
Busy Macro Calendar to Keep Wall Street Busy, Geo-Politics Remain in Focus
USMCA deal now moves to US Senate while China-US trade deal gains timeline update bringing fresh fundamental support to keep Wall Street busy.
ASIC Reports on Practices in Wholesale Foreign Exchange Markets
ASIC today released Report 652 Wholesale FX practices in Australia, summarising our work in wholesale foreign exchange (FX) markets during 2018 and 2019.
Stocks Consolidate at Multi-Month Highs, Bitcoin Under Pressure
Asian indices ended mixed on the trading session day in thin volumes ahead of Christmas as investors digest the phase one trade deal.
APRA Launches Westpac Investigation and Increases Capital Requirement Add-ons to $1 Billion
APRA has today formally commenced an investigation into possible breaches of the Banking Act 1959 by Westpac Banking Corporation (Westpac).
