FINRA's SR-FINRA-2026-018 would stretch Rule 2165 holds to 145 business days and add a 10-day Rule 2166 fraud delay. SEC comments close September 30, 2026.
ESMA's register shows 14 of the last 16 EEA crypto authorisations went to German co-operative banks, each with one service and no cross-border passport.
ASIC's no-action relief for digital asset firms ends September 30 with over 45 licence applications lodged. What the letter requires and the real penalty.
The SEC's first substantial transfer agent rewrite in 40 years would let a blockchain hold the master securityholder file, but not make it the legal record.
The SEC asked a Philadelphia federal court to force ISS, its own registered investment adviser, to produce ProxyExchange voting data. ISS invokes the First Amendment.
The FCA is scrutinising Annex 1 registrations under the Money Laundering Regulations 2017: refusal, cancellation, and how the UK, Ireland, EU and US compare.
The SEC's September 3 proposal (IA-6994, File S7-2026-31) would rescind rule 206(4)-5, ending the two-year compensation timeout on adviser contributions.
The FCA fined two former Dolfin executives £446,800 and banned them over a £25.2m visa scheme. A third co-founder contests his ban at the Upper Tribunal.
Australia's Scams Prevention Framework entered phase two on September 1, 2026, but its banking perimeter follows prudential charter, not scam exposure.