June 2018
ESMA Adopts Final Product Intervention Measures on CFDS and Binary Options
The European Securities and Markets Authority (ESMA) has formally adopted new measures on the provision of (CFDs) and binary options to retail investors.
SEC Names Sarah Ten Siethoff Associate Director in the Division of Investment Management’s Rulemaking Office
The Securities and Exchange Commission today announced Sarah Ten Siethoff Associate Director in the Division of Investment Management’s Rulemaking Office.
House Financial Services Committee Advances Venture Exchanges
Venture exchanges are one step closer to reality in the US.
CSA Investor Alert: Caution Urged for Canadians Investing With Crypto-Asset Trading Platforms
The Canadian Securities Administrators (CSA) is urging Canadians to be cautious when considering buying crypto assets through trading platforms.
NFA to Develop Swaps Proficiency Requirements Program
NFA to Develop Swaps Proficiency Requirements Program which will be in the form of an online learning program with an embedded examination.
Investor Alert: Is Your Broker Selling You Investments Approved for Sale Through the Firm?
Investor Alert: Is Your Broker Selling You Investments Approved for Sale Through the Firm? submit a complaint to the firm and to the SEC or FINRA.
SEC Modernizes the Delivery of Fund Reports and Seeks Public Feedback on Improving Fund Disclosure
SEC modernizes the delivery of fund reports and seeks public feedback on improving fund disclosure and seeking feedback on the fees.
CFTC and SEC Chairs Face Appropriations Committee
The heads of American trading two most important regulators continued their journey through the gauntlet of the federal budget process.
The Fifth Asian Monetary Policy Forum Discusses Regional Economic and Financial Issues
The Asian Monetary Policy Forum (AMPF) convenes today at the Shangri-La Hotel for the fifth consecutive year.
Technology and global ties: turning the tide on financial crime
The financial system is the gateway through which criminals must pass to make crime pay.
FCA Fines and Imposes a Restriction on Canara Bank for Anti-Money Laundering Systems Failings.
FCA fines and imposes a restriction on Canara Bank for anti-money laundering systems failings and Canara agreed to resolve the case.
Statement by Philip Lowe, RBA Governor: Monetary Policy Decision
Date 5 June 2018 At its meeting today, the Board decided to leave the cash rate unchanged at 1.50 per cent.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.