Changes to Assets Eligible as Collateral Under the Bank of Canada’s (the Bank) Standing Liquidity Facility
Notice - Monday, July 23, 2018, Changes to Assets Eligible as Collateral Under the Bank of Canada’s (the Bank) Standing Liquidity Facility.
July 2018
SEC Charges Recidivist in Stock Manipulation Scheme
SEC Charges Recidivist in Stock Manipulation Scheme while on supervised release following his criminal conviction for a prior securities fraud.
Daniel Gregus Named National Associate Director of Clearance and Settlement Examination Program
The Securities and Exchange Commission today announced that Daniel Gregus Named National Associate Director of Clearance and Settlement Examination Program.
Solvency II: Data Collection of Market Risk Sensitivities
ThSolvency II: The PRA expectations in respect of the reporting of sensitivities of solvency position to various changes in market risk.
Hong Kong’s Asset and Wealth Management Business Reached $24,270 Billion in 2017
The Securities and Futures Commission (SFC) today released the findings of its annual Asset and Wealth Management Activities Survey.
MAS Directs Financial Institutions to Tighten Customer Verification Process
The Monetary Authority of Singapore has issued a circular to all financial institutions, directing them to tighten their customer verification process.
ISA Is to Establish Fintech Innovation Hub
The Israel Securities Authority is establishing a Fintech Innovation Hub to promote promoting common discourse between the ISA and relevant players.
Industry Funding: Next Steps for Industry
Organisations that are regulated by ASIC need to complete their business activity statements before Thursday, 27 September 2018.
Former Executive Charged With Insider Trading
Former executive of Healthe Care Pty Limited Mr Gregory Campbell, of Bundall, Queensland, has been charged with three counts of insider trading.
ASIC Obtains Orders Against Investment Scheme Operator Daniel Ali
ASIC has obtained final orders in the Supreme Court of Queensland against Daniel Farook Ali, former director of DanFX Trade Pty Ltd (DanFX).
Payment Systems Memorandum of Understanding
Bank of England, PRA, FCA and PSR review Memorandum of Understanding in relation to payment systems in the united kingdom.
FCA Publishes Annual Report and Accounts 2017/18
FCA has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18.
DFSA: Notice of Amendments to Legislation
Following the ending of the consultation period on a number of proposed legislative changes that were set out in Consultation Paper No.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.