STOXX Licenses Fully Automated Blockchain Index to Coincapital
STOXX Licenses Fully Automated Blockchain Index to Coincapital, The index uses artificial intelligence to select its constituents.
August 2018
Trump Calls for Bi-Annual Earnings Reports
A recent Presidential tweet may have reverberations in the securities world.
SEC Files Charges in Municipal Bond “Flipping” and Kickback Schemes
The Securities and Exchange Commission today charged two firms and 18 individuals in a scheme to improperly divert new issue municipal bonds.
SEC Charges Ameriprise Financial Services for Failing to Safeguard Client Assets
The Securities and Exchange Commission today announced that Ameriprise Financial Services Inc. will pay $4.5 million to settle charges.
Making it Easier to Use and Compare Current Accounts
From today, consumers and small businesses will have better information about the services offered by current accounts providers.
Information for Customers of Premier FX Limited
Information for Customers of Premier FX Limited, the High Court appointed administrators in respect of Premier FX Limited (Premier).
SFC Issues Quarterly Report
The Securities and Futures Commission (SFC) today published its Quarterly Report summarising key developments from April to June 2018.
FINRA Staff Talk About Innovation Initiative
Artificial intelligence is helping the Financial Industry Regulatory Authority (FINRA) spot spoofing.
Leveraged Products July Turnover of S$2.3B Highest Since 2009
Leveraged products generated a total turnover of S$2.3 billion in the month of July, averaging S$106 million per trading session.
Bureau of Consumer Financial Protection Updates Regulation P To Implement Legislation Amending Gramm-Leach-Bliley Act
The Bureau of Consumer Financial Protection Updates Regulation P To Implement Legislation Amending Gramm-Leach-Bliley Act.
Regulators Warn Public of Pension Scammer Tactics as Victims Report Losing an Average of £91,000 in 2017
A new campaign to tackle pension scams launches today as the latest figures reveal that victims of pension scammers lost an average of £91,000 each in 2017.
FIA Supports De Minimus Threshold
Industry leaders wrote a letter in support of the Commodities Futures Trading Commission’s proposal to keep a swap threshold in place.
CFTC Does Flash Crash Analysis
So-called flash crashes are not increasing, and these sorts of events are rarely caused by humans in US futures markets.
ASIC: Why Women Need to Talk About Money
Why Women Need to Talk About Money. 46% of women find money decisions overwhelming and stressful Women need to talk about money.
Consultation on the Proposed Establishment of a Global Financial Innovation Network
The Australian Securities and Investments Commission (ASIC) Consultation on the Proposed Establishment of a Global Financial Innovation Network.
MOEX commits to FX Global Code
Moscow, 19 July 2018 – Moscow Exchange (MOEX: MOEX) announces it has signed a statement of commitment to The FX Global Code (Global Code)
Moscow Exchange Trading Volumes in July 2018
Moscow Exchange Trading Volumes in July 2018. Total trading volume across Moscow Exchange’s markets was RUB 75.2 trln in July 2018.
Banks to Improve Fraud Protection Systems Following ASIC Review
Banks to Improve Fraud Protection Systems.Following a review by ASIC, five Australian banks will improve their compliance measures and controls.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.