October 2018
A New York Federal Court Orders Trading Firm and Chief Executive Officer Nicholas Gelfman to Pay More than $2.5 Million for Fraudulent Bitcoin Ponzi Scheme.
The Basel Committee on Banking Supervision today published a consultative document entitled Leverage ratio treatment of client cleared derivatives.
London Stock Exchange Group plc (“LSEG”) announces that it is in the process of acquiring further shares in LCH Group Holdings Limited (“LCH”)
ETF Market Report: 3rd quarter 2018. This report provides detailed figures regarding the performance of the ETF segment of SIX.
STOXX® Global Fintech Index has licensed the STOXX Global Fintech Index to Sumitomo Mitsui Asset Management as an underlying for an investment fund.
National Stock Exchange of India Limited (NSE), Alex Stewart International sign MoU.Strategic alliance will help grow commodities market in India.
Good LSEG Q3 results – growth across the Group including strong performances from LCH OTC clearing and FTSE Russell, Q3 reported revenue up 5%.
Our Financial Policy Committee (FPC) meets to identify risks to financial stability and agree policy actions aimed at safeguarding the resilience.
“You know, there is logic to having a five-member Commission.
As part of its Investor Education Month activities, the British Columbia Securities Commission (BCSC) is pleased to announce New Investment Calculators.
FCA has today confirmed plans to extend access to the Financial Ombudsman Service to more small and medium-sized enterprises (SMEs).
CFTC, Washington, DC – Federal Court in New York Orders Kevin Antonovich to Pay $554,375 Judgment for Commodity Pool Fraud.
Federal Councillor Ueli Maurer invited representatives of the financial sector and academia to a third fintech roundtable.
SIX takes stake in PassOn AG, As part of its strategy to build a digital asset custody ecosystem, SIX has taken a minority stake in PassOn AG.
The Federal Court has ordered Mr Eustace Senese, his son Mr Cameron Senese and associated company $60,000 in Penalties for Contempt of Court.
In CFTC Action, Former Trader Kamaldeep Gandhi Admits to Engaging in Spoofing and Manipulative Schemes at Proprietary Trading Firms.
The Securities and Exchange Commission Investigative Report: Public Companies Should Consider Cyber Threats When Implementing Internal Accounting Controls.
CME Group the world's leading and most diverse derivatives marketplace Achieves Asia Pacific Average Daily Volume of 726,000 Contracts in Q3 2018.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.
