Basel Committee Seeks Views on the Leverage Ratio Treatment of Client Cleared Derivatives
The Basel Committee on Banking Supervision today published a consultative document entitled Leverage ratio treatment of client cleared derivatives.
October 2018
LSEG to Increase Its Majority Shareholding in LCH Group
London Stock Exchange Group plc (“LSEG”) announces that it is in the process of acquiring further shares in LCH Group Holdings Limited (“LCH”)
ETF Market Report: 3rd quarter 2018 – SIX
ETF Market Report: 3rd quarter 2018. This report provides detailed figures regarding the performance of the ETF segment of SIX.
STOXX® Global Fintech Index licensed to Sumitomo Mitsui Asset Management
STOXX® Global Fintech Index has licensed the STOXX Global Fintech Index to Sumitomo Mitsui Asset Management as an underlying for an investment fund.
NSE, Alex Stewart International sign MoU
National Stock Exchange of India Limited (NSE), Alex Stewart International sign MoU.Strategic alliance will help grow commodities market in India.
LSEG Q3 2018 Trading Statement
Good LSEG Q3 results – growth across the Group including strong performances from LCH OTC clearing and FTSE Russell, Q3 reported revenue up 5%.
Record of the Financial Policy Committee meeting held on 3 October 2018 – BoE
Our Financial Policy Committee (FPC) meets to identify risks to financial stability and agree policy actions aimed at safeguarding the resilience.
CFTC Chair Touts Full Slate of Commissioners
“You know, there is logic to having a five-member Commission.
BCSC Launches New Investment Calculators on InvestRight.org
As part of its Investor Education Month activities, the British Columbia Securities Commission (BCSC) is pleased to announce New Investment Calculators.
FCA Confirms Greater Access for SMEs to the Financial Ombudsman Service
FCA has today confirmed plans to extend access to the Financial Ombudsman Service to more small and medium-sized enterprises (SMEs).
Federal Court in New York Orders Kevin Antonovich to Pay $554,375 Judgment for Commodity Pool Fraud
CFTC, Washington, DC – Federal Court in New York Orders Kevin Antonovich to Pay $554,375 Judgment for Commodity Pool Fraud.
Third Roundtable on Current Developments in Fintech Area
Federal Councillor Ueli Maurer invited representatives of the financial sector and academia to a third fintech roundtable.
SIX takes stake in PassOn AG
SIX takes stake in PassOn AG, As part of its strategy to build a digital asset custody ecosystem, SIX has taken a minority stake in PassOn AG.
Federal Court Orders $60,000 in Penalties for Contempt of Court
The Federal Court has ordered Mr Eustace Senese, his son Mr Cameron Senese and associated company $60,000 in Penalties for Contempt of Court.
In CFTC Action, Former Trader Kamaldeep Gandhi Admits to Engaging in Spoofing and Manipulative Schemes at Proprietary Trading Firms
In CFTC Action, Former Trader Kamaldeep Gandhi Admits to Engaging in Spoofing and Manipulative Schemes at Proprietary Trading Firms.
SEC Investigative Report: Public Companies Should Consider Cyber Threats When Implementing Internal Accounting Controls
The Securities and Exchange Commission Investigative Report: Public Companies Should Consider Cyber Threats When Implementing Internal Accounting Controls.
CME Group Achieves Asia Pacific Average Daily Volume of 726,000 Contracts in Q3 2018, Up 4 Percent from Q3 2017
CME Group the world's leading and most diverse derivatives marketplace Achieves Asia Pacific Average Daily Volume of 726,000 Contracts in Q3 2018.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.