Benoît Cœuré: The rise of services and the transmission of monetary policy
Speech by Mr Benoît Cœuré, Member of the Executive Board of the European Central Bank, at the 21st Geneva Conference on the World Economy, Geneva, 16 May 2019.
July 2019
Shaktikanta Das: Launch of Complaint Management System
CMS symbolizes RBI's commitment to improve customer experience in grievance redressal process by ensuring timely resolution of complaint received at RBI.
Tarbert Begins Term as 14th CFTC Chairman
Dr. Heath P. Tarbert officially began his term as 14th CFTC Chairman of the U.S. Commodity Futures Trading Commission, succeeding J. Christopher Giancarlo.
CFTC Orders ADM Investor Services Inc. to Pay a $250,000 Penalty to Settle Charges that it Failed to Supervise Its Employees
The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against ADM Investor Services Inc. (ADMIS)
CFTC Orders Vision Financial Markets LLC to Pay a $200,000 Penalty to Settle Charges that It Failed To Supervise Its Employees
The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Vision Financial Markets LLC(Vision)
CFTC Orders Dean Katzelis and Shahin Maleki d/b/a Essex Futures to Pay a $500,000 Penalty to Settle Charges of Unauthorized Options Trading, Failure to Supervise, and Other Violations
CFTC today issued an Order filing and settling charges against Dean Katzelis (Katzelis) and Shahin Maleki (Maleki) d/b/a Essex Futures (Essex).
Former REIT Manager and Executives to Settle SEC Charges for More Than $60 Million
The Securities and Exchange Commission, SEC Charges today charged AR Capital LLC, its founder Nicholas S.
SEC and NASAA Explain Application of Securities Laws to Opportunity Zone Investments
SEC and NASAA have issued a summary that explains the application of the federal and state securities laws to opportunity zone investments.
CFTC Commissioner Stump Announces Important Progress in the CFTC’s Data Protection Initiative
CFTC Commissioner Dawn D. Stump today announced the completion of the “Scope” part of the Data Protection Initiative she launched in March.
Survey: Cyberattacks and RE bubbles pose the biggest threat to financial institutions
cyberattacks and real estate (RE) bubbles will pose the major risk to the country’s financial system over the upcoming 6 months.
The Five Regulators Overseeing the Volcker Rule Pushed Back Regulations for Certain Foreign Excluded Funds
The Five Regulators Overseeing the Volcker Rule Pushed Back Regulations for Certain Foreign Excluded Funds, banking from proprietary trading.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.