SEC Charges Three Former KPMG Audit Partners for Exam Sharing Misconduct
SEC today announced settled charges against three former KPMG audit partners for improperly sharing answers to internal training exams.
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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
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May 2020
Kamran Khan Named as Head of ESG – APAC at Deutsche Bank
Deutsche Bank has revealed in its latest announcement that it has appointed Mr. Kamran Khan as the Head of ESG for Asia Pacific region.
Visa Foundation Gets Active with Covid-19 Support Activity
Visa Foundation, the philanthropic arm of US payment giant Visa gets active with the 210 Million USD it had committed to development of covid-19 victims.
Coronavirus and CARES Act
Coronavirus and CARES Act Chair Jerome H. Powell Before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate, Washington, D.C.
SEC Announces New Investor Advisory Committee Members
The Securities and Exchange Commission - SEC today announced the appointment of six new members to its Investor Advisory Committee.
SEC Orders Credit Rating Agency to Pay $3.5 Million for Conflicts of Interest Violations
SEC charged Morningstar Credit Ratings LLC for violating a conflict of interest rule designed to separate credit rating and analysis from sales.
RBNZ: Industrial and Commercial Bank of China limited registered as bank
The Reserve Bank today announced that it has registered Industrial and Commercial Bank of China Limited (“ICBC”) to provide banking services in New Zealand.
Global Equities Mixed But Mostly Positive, Wall Street to Soar High on Vaccine Cues
Vaccine cues, crude oil price gain, and improved economic outlook amid major economic reopening from lockdown keeps risk sentiment fundamentally supported.
Campaign to Raise Scam Awareness Among Pacific Communities as Reports Rise
FMA and Commerce Commission have launched a campaign to raise awareness of investment scams and pyramid schemes among Pacific communities in New Zealand.
Albert Iselin Named as Executive Director for EMEA at Finantix
Finantix has revealed the promotion of Mr. Albert Iselin to role of Executive Director for EMEA region adding to his current responsibilities.
Bequant Launches Prime Brokerage Services for Crypto Trading
Bequant its prime brokerage platform, BEQUANT PRO has now made available the new service in order to market a breadth of services that previously.
Aegean Baltic Bank Partners with Wolters Kluwer to Meet Risk & Regulatory Compliance
Aegean Baltic Bank of Greece has revealed in its latest announcement that it has partnered with Dutch American information services provider Wolters Kluwer.
Bank of Russia: Non-residents resume purchases of Russian assets in April
April recorded a slowdown of capital outflow from the Russian market, and a resumption of purchases of Russian assets in certain segments.