SEC Charges Credit Suisse With FCPA Violations
The Securities and Exchange Commission today announced that Credit Suisse Group AG will pay approximately $30 million to resolve SEC charges.
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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
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July 2018
Supervisory Statement; Solvency II: Regulatory Reporting And Exemptions
Prudential and Regulation Authority, Bank of England | Supervisory Statement; Solvency II: Regulatory Reporting And Exemptions.
Former CEO and CFO of ITT Barred and Ordered to Pay Penalties
SEC announced settlements with two former senior executives of ITT Barred which the SEC charged hid its true financial condition from investors.
FXTM Appoints Alexis (Lex) Webster as its New Commercial Officer (CCO)
UK FCA and CySEC regulated retail Fx brokerage group FXTM has hired Alexis (Lex) Webster as the company’s new Chief Commercial Officer (CCO).
ASIC Consults on Proposed Changes to the Capital Requirements for Market Participants
ASIC has released a consultation paper proposing changes to the capital requirements for market participants which prescribe the minimum amount of capital.
SFC Consults on Amendments to Anti-Money Laundering and Counter-terrorist Financing Guidelines
The Securities and Futures Commission (SFC) Consults on Amendments to Anti-Money Laundering and Counter-terrorist Financing Guidelines.
Deepening EMU – Political Integration and Economic Convergence
Speech by Yves Mersch, Member of the Executive Board of the ECB, at the conference on “Economic and Monetary Union — Deepening EMU and Convergence”.