BNY Mellon to Pay More Than $54 Million for Improper Handling of ADRs
Washington D.C., Dec. 17, 2018 — The Securities and Exchange Commission today announced that BNY Mellon will pay more than $54 million to settle charges.
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Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
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December 2018
SEC Charges Former Panasonic Executives
SEC today charged two former senior executives of the U.S. subsidiary of Panasonic Corp. with knowingly violating the books.
Bank of Thailand Raises Policy Rate by 0.25 points
On 19th December 2018, The MPC voted 5 to 2 to raise the policy by 0.25 percentage point from 1.50 to 1.75 percent.
SEC Adopts Final Rules for Disclosure of Hedging Policies
The Securities and Exchange Commission today approved final rules to require companies to disclose in proxy or information statements.
Dishonesty Charges Laid Against Former Sydney Financial Adviser
Former Sydney financial adviser, Mr Daniel McSweeny, has been charged with 20 dishonesty offences alleged to have been committed.
Victorian Financial Planner Permanently Banned from Providing Financial Advice
Victorian Financial Planner Permanently Banned from Providing Financial Advice for dishonestly obtaining money from client retail superannuation accounts.
EURUSD gains momentum on Positive Italian Crisis Headlines
European Commission vice president, addressing the press conference on Italy budget talks, confirmed that the Commission has reached a deal (EURUSD)
Minutes of the Monetary Policy Meeting of the Reserve Bank Board
Members commenced their discussion of the global economy and monetary policy by noting that conditions had remained positive.
Bank of England press statement on NAO Report
The NAO acknowledges the Bank’s ongoing efforts to transform its provision of central services. The Bank constantly strives to provide value for money.
Reserve Bank aims for best regulatory relationships
In a step toward achieving the best “regulator-regulated” relationships possible, the Reserve Bank (Te Pūtea Matua) has established a Relationship Charter.
BNP Paribas’s Asset Management Division Hires Global Head of Digital Marketing
Hilda Tingle will take over as the Global Head of Digital Marketing starting from January next year for BNP Paribas Asset Management (‘BNPP AM’)
FXCM Group Signs MoU with DGCX to Launch New and Innovative Products on the DGCX Exchange
FXCM Group Signs MoU with DGCX to Launch New and Innovative Products on the DGCX Exchange.This will allow FXCM and DGCX to expand in the Middle East.
Jefferies Confirms Appointment Shawn Egger as Senior Vice President for Sales
Jefferies Confirms Appointment Shawn Egger as Senior Vice President for Sales.Egger has extensive experience in foreign exchange sales based roles.