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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 20 of 337
July 2020
ASIC Takes Action to Wind up Illegal Investment Scheme MyWealth Manager
The Federal Court has made orders to wind up MyWealth Manager, an unregistered managed investment scheme (the Scheme) which is illegal.
Richard Davies Appointed as CEO of Allica Bank
Allica Bank, the UK based SME banking service provider revealed the appointment of Mr. Richard Davies as its CEO in its latest announcement.
Devexperts Onboards Ben Clark as VP of Business Development
Devexperts has revealed the appointment of Mr. Ben Clark as its Vice President of Business Development in its latest announcement.
Wall Street To Edge Lower on Stimulus Talks, 3M, McD & AMD Earnings in Focus
Focus continues to remain on stimulus talks. While promise for 5th stimulus package keeps risk sentiment well supported, the deadline looms close.
FINTRAC Guidance Related to the Ministerial Directive on Financial Transactions Associated with the Islamic Republic of Iran Issued on July 25, 2020
This guidance is related to the Ministerial Directive (MD) issued by the Minister of Finance that was published in the Canada Gazette.
Agencies Adopt Final Rule on the Orderly Liquidation of Covered Broker-Dealers under Title II of the Dodd-Frank Act
SEC and FDIC have adopted a final rule required by the Dodd-Frank Act clarifying and implementing provisions relating to the orderly liquidation.
SEC Charges Trustify Inc. and Founder in $18.5 Million Offering Fraud
SEC today charged Trustify Inc. and its founder and CEO Daniel Boice with fraudulently offering and selling over $18.5 million of securities.
CFTC Awards Approximately $9 Million to Whistleblower
CFTC announced an award of approximately $9 million to a whistleblower whose credible tip led the Commission to bring a successful enforcement action.
J.P. Morgan Asset Management Joins ICE ETF Advisory Committee
Intercontinental Exchange announced that JP Morgan Asset Management has joined the ICE ETF Hub advisory committee as a development partner for the platform.
IBF and MAS Launch Skills Map to Enhance Capabilities of Family Office Advisors
IBF and MAS launched skills map for family office advisors to deepen specialist skillsets to serve Singapore’s growing family office ecosystem.
July 27, 2020 – FINTRAC Advisory : Financial transactions related to countries identified by the Financial Action Task Force (FATF)
FATF issued a statement on high-risk jurisdictions subject to a call for action and a statement on jurisdictions under increased monitoring.
Bank of Russia: Non-discriminatory access to data: outcomes of report discussion
emerged following a discussion of the Bank of Russia consultation report ‘Non-discriminatory access to individuals’ data in the financial market’.
Central Bank of Ireland: SME Market Report 2020 highlights the challenges faced by firms as a result of Covid-19
The Central Bank of Ireland has today published its SME Market Report for 2020 with a special focus on the challenges to firms posed by Covid-19.
Bank of England: The Working Group on Sterling Risk-Free Reference Rates
Bank of England: The Working Group on Sterling Risk-Free Reference Rates.