Louise Lunn to Head FICO’s Global Analytics Delivery
FICO has revealed in its latest announcement that it has promoted Mrs. Louise Lunn to serve as its head of global analytics delivery organisation.
Desk
Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 19 of 337
July 2020
Wall Street to Crumble on Trump Tweet & Q2 Woes
Later in the day, US President Donald Trump’s tweet hinted at the possibility of delaying November’s presidential election.
Enforcement Action Notice: The Governor and Company of the Bank of Ireland fined €1,660,000 and reprimanded by the Central Bank of Ireland for regulatory breaches
Bank of Ireland Private Banking Limited (BOIPB). BOI has admitted the breaches, which vary in length from one to ten years.
ASIC Consults on Remaking Class Order on Notification Requirements for Unlicensed Carried over Instrument Lenders and Clarification of Credit Disclosure Obligations
ASIC today released a consultation paper (CP 331) proposing to remake two class orders that are due to expire (‘sunset’) on 1 October 2020 and 1 April 2021.
BCSC Alleges Burnaby Resident Engaged in Unregistered Trading and Advising
The Executive Director of the British Columbia Securities Commission (BCSC) alleges a Burnaby resident committed unregistered trading and advising.
MAS Calls on Local Banks to Moderate FY2020 Dividends
MAS has called on locally-incorporated banks headquartered in Singapore (Local Banks) to cap their total dividends per share for FY2020.
ASIC Bans Hobart Adviser for Five Years
ASIC banned Hobart-based financial adviser David Horton from providing financial services for five years for failing to comply with financial services laws.
DGCX appoints Abdullah Harmoozi as Head of Outreach & Engagement
DGCX has appointed, Abdullah Harmoozi, as Head of Outreach & Engagement for overseeing media outreach, engagement and sales, and management of the value.
State Street’s BestX Launches Post-Trade TCA Module for Equity Markets
BestX has expanded its execution analytics software and launched a post-trade transaction cost analysis (“TCA”) module for equity markets.
SEC Charges VALIC Financial Advisors with Failing to Disclose Payments to Promote Services to Florida Educators
SEC today charged Houston-based VALIC Financial Advisors Inc. (VFA) in a pair of actions for failing to disclose to teachers and other investors.
SEC Announces Creation of the Event and Emerging Risk Examination Team in the Office of Compliance Inspections and Examinations and the Appointment of Adam D. Storch as Associate Director
SEC today announced the creation of the Event and Emerging Risks Examination Team (EERT) in the Office of Compliance Inspections and Examinations (OCIE).
REGULATOR’S COLUMN: What SGX RegCo Expects of Financial Reports Amid COVID-19
The interim financial reports may be the first reports on issuers’ financial performance since COVID-19 took hold and brought on various challenges.
