Douglas Johnston sentenced to 6 years imprisonment for defrauding investors
Accountant, Douglas Johnston, was sentenced to 6 years imprisonment for defrauding investors of approximately $815,000 following court trial.
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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 196 of 337
June 2019
Macquarie Securities pays $300,000 infringement notice
Macquarie has paid a penalty totalling $300,000 to comply with an infringement notice given by the Markets Disciplinary Panel (‘the MDP’)
ULTUMUS Appoints ‘Mr. Index’ as Solutions Architect for Index and ETF Data
ULTUMUS today announced the hire of industry veteran Femi Orangun to its team of index and ETF data specialists as Mr.
ICE Data Services Launches Ice Datavault, a Cloud-based Tick History Platform
Intercontinental Exchange, Inc today announced the launch of a new cloud-based tick history platform called ICE DataVault.
SEC Charges Investment Adviser With Fraud
SEC today charged investment adviser Stephen Brandon Anderson with defrauding clients by overcharging advisory fees of at least $367,000.
Asian Equities Fall but European Equities Positive, Focus Shifts to Powell’s Speech
Global market is seeing mixed activity as USD losses its safe haven appetite over increasing bets on possible interest rate cut by US Fed.
BCSC Panel Extends Temporary Orders
BCSC panel has extended temporary orders that were previously imposed on several individuals, companies and issuers in November 2018.
Clearpool Launches Canadian Equities Trading Functionality
Clearpool has launched the functionality to support Canadian equities trading and interlisted securities trading via Clearpool’s AMS.
Standard Chartered to Launch FX Trading Engine in Singapore by 2020
Standard Chartered Bank plans to establish an (FX) e-trading and pricing engine in Singapore to be launched with support from (MAS), by Q1 2020.
RBA Delivers the Cut, AUD slightly Higher
European session started mixed today as trade war intensifies across the globe, and news that the EU is preparing to launch EDP against Italy tomorrow.
Reserve Bank reveals Monetary Policy Challenge 2019 finalists
Reserve Bank’s new format Monetary Policy Challenge is shaping up to be an exciting competition, with six schools progressing to final round of competition.
Federal Reserve Board announces schedule for results from Dodd-Frank Act stress tests and Comprehensive Capital Analysis and Review (CCAR)
Federal Reserve Board announces schedule for results from Dodd-Frank Act stress tests and Comprehensive Capital Analysis and Review (CCAR)
Investor Alert: High-Pressure Phone Calls for a B.C. Investment
BCSC is warning the public to exercise extreme caution about unsolicited phone calls promoting an investment in a B.C.-based technology company.
Intercontinental Exchange Announces Record Open Interest in Global Energy Futures
Intercontinental Exchange today announced record open interest of over 29 million contracts in its global energy futures complex.