SEC Charges Former CFO of Cash Advance Company With Defrauding Retail Investors
The Securities and Exchange Commission today charged 1 Global Capital LLC’s former chief financial officer, Alan G. Heide, with defrauding retail investors.
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Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
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August 2019
Kraft and Mondelēz Global to Pay $16 Million in Wheat Manipulation Case
CFTC announced that a $16 million penalty and injunction pursuant to a federal court’s entry of a consent order against defendants Kraft and Mondelēz.
Samantha Miller Appointed as CPO of Visible Alpha
Visible Alpha LLC made an announcement earlier this week revealing creation and appointment of Samantha Miller at the firm.
FlexTrade Integrates ACA Technology Decryptex Surveillance
FlexTrade has partnered with ACA Technology to provide data on-demand for trade surveillance on its FlexNOW EMS This will help mutual clients.
Juerg Zeltner Joins Supervisory Board of Deutsche Bank
Deutsche Bank, Juerg Zeltner Chief Executive Officer of Luxembourg has been nominated to join the firm’s supervisory board.
European Equities Positive, US Macro Data In Focus
European equities positive, US macro data in focus.
SEC Releases Educational Videos for Investors
SEC released educational videos designed to provide ordinary investors with basic information about choosing and working with a financial professional.
Astana International Exchange Lists First ETF: ITI Funds’ RUSB
RUSB is open-ended and its objective is to replicate the return of the Solactive's index ITI Funds Russia-focused USD Eurobond Index.
Bond Market Price Transparency Firm Solve Advisors Raises Funds from NEXT Investors
Credit Suisse Asset Management's NEXT Investors identifies minority growth equity investment opportunities in high-growth private businesses.
SEC Wins Jury Trial Against Broker Charged with Insider Trading
SEC wins jury trial against broker charged with insider trading.
FCA Agrees Plan for a Phased Implementation of Strong Customer Authentication
FCA has today agreed a plan that gives the payments and e-commerce industry extra time to implement Strong Customer Authentication (SCA).
Asian Indices Mixed on US-China Trade Tensions, EURUSD Breaks Below 1.11
Asian stocks finished mixed today as US-China trade tensions show no sign of relief. The Hang Seng ended 0.73 percent higher at 25,681.
APRA applies additional $250m capital requirement to Allianz Australia
APRA will apply an additional $250 million capital requirement to Allianz to reflect the issues identified in the insurer’s risk governance self-assessment.
Keynote address at Risk Australia Conference
The FSRC in risk Australia conference the substantial harms that misconduct in the financial sector has inflicted on everyday Australians.