Upper Tribunal Publishes Decision on Andrew Tinney, the Former COO of Barclays Wealth
Following contested proceedings, The Upper Tribunal has found that Andrew Tinney, breached his obligation as an approved person to act with integrity.
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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 162 of 337
August 2019
Securitize Obtains Transfer Agent License from SEC
Securitize can now officially facilitate corporate actions for issuers, such as the payment of dividends and interest obtaining transfer agent license.
Steven Robertson Convicted on 38 Charges Relating to PTT Limited and Associated Entities
FMA has today welcomed the Auckland High Court convicting Steven Robertson of 38 charges relating to PTT Limited and associated entities.
Chainanalysis Launches Suspicious Cryptocurrency Transaction Alerts
Suspicious cryptocurrency transaction alerts can help cryptocurrency businesses and financial institutions keeping track of, investigate, or take action.
Equities Subdued on Fed Meeting Minutes Update, US PMI’s In Focus
Fed meeting minutes revealed unexpected shift in fed stance causing traders to look for clarity in Jackson hole symposium and fed speech.
Bryan D’Souza Joins R3 as Partner Manager
R3 is still going steady on its hiring spree and the latest addition to the firm, Bryan D’Souza, comes from Societe Generale.
Michel Plabquart Becomes head of TP ICAP’s EMEA Division
TP ICAP has promoted one of its executives, Michel Plabquart who has been serving at the firm for more than one year now to the role of CEO.
Cantor Fitzgerald and BMO Capital Charged for Improper Handling of ADRs
SEC today announced that broker Cantor Fitzgerald and broker BMO Capital Markets Corporation will pay to settle charges of improper handling of ADRs.
NZDUSD Continues South, EURUSD Consolidates around 1.11
Euro trades 0.07% higher against the dollar and consolidates at 1.1082, as Oli Rehn’s dovish comments pressure the common currency.
Intercontinental Exchange and Magellan Midstream Partners Announce Launch of Dock Capacity Auction at Multiple Marine Facilities in Houston for the ICE Permian WTI Futures Contract
ICE and Magellan Midstream Partners, L.P. (NYSE: MMP) announced the addition of dock capacity auctions for ICE Permian WTI futures contract (HOU)
tZERO Launches Ravencoin (RVN) Trading on Crypto App
tZERO announced the launch Ravencoin (RVN) trading on the tZERO Crypto app, available for investors using both iOS and Android devices.
iownit.us Obtains Broker-Dealer License from FINRA
IOI Capital and Markets, iownit.us, has obtained a membership application from the Financial Industry Regulatory Authority (FINRA).
BMLL Launches Accessible Derived Data Service for Market Participants
BMLL Technologies, the cloud-based Capital Markets Data-Engineering-as-a-Service company, launched it's Derived Data Service.
