Desk
Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 131 of 337
November 2019
Federal Court Orders Florida Company to Pay More Than $15 Million in Monetary Sanctions for Fraud and Illegal Transactions
Consent order against Erez Hen of Florida, for fraud and illegal, off-exchange precious metals transactions and failing to register with the CFTC.
FCA Urges Victims of Illegal Loan Scheme to Come Forward
FCA has today urged customers who took out a loan with Mr Dharam Prakash Gopee to contact them as they may be eligible for compensation.
SEC Issues Agenda for Nov. 4 Meeting of the Fixed Income Market Structure Advisory Committee
The Securities and Exchange Commission today released Agenda for Nov.
Trade Deal Hopes Keeps Equities Afloat, Caution Lingers
Caution in the market ahead of upcoming BOE interest rate decision, election proceeding and firm USD keeps GBP bulls in check.
Andrei Amialkovich Appointed as LegacyFX’s Regional Director for Belarus
Legacy FX appoints Mr. Andrei Amialkovich to serve as the regional director for its wholly-owned subsidiary Legacy FX in its Belarus office.
CBOE to Part Ways with Mark Hemsley, David Howson to Succeed as President of CBOE Europe
Mr. Hemsley is set to be succeeded by David Howson, who is currently serving as CBOE’s Chief Operating Officer and has held the role since 2013.
Asian Equities Higher, Gold Consolidates Above $1,500
Gold consolidates above $1500 and trades higher at 1,511, as the short term momentum turns bullish after the price trades above the 50-day moving average.
SEC to Host Veterans Day Program for Active Duty Service Members and Veterans
SEC will host a Veterans Day program on Tuesday, Nov. 12. Col. James Tuite of U.S. Army’s “Old Guard” to Join SEC Chairman in Conversation.
Natasha Vij Greiner Named Associate Director in SEC’s Investment Adviser/Investment Company Examination Program
Natasha Vij Greiner has been named Associate Director in its Office of OCIE investment adviser and investment company examination program.
Banking licence of JSC Expert Bank revoked
The Bank of Russia’s interactions with credit institution aimed at improving its AML processes failed to result in appropriate corrections of Expert Bank’s operations.
The United States, Japan, and the Global Economy
The United States, Japan, and the Global Economy Vice Chair Richard H.
Friedrich Hayek and the Price System
At "The Road to Serfdom at 75: The Future of Classical Liberalism and the Free Market" Ninth Annual Conference of the William F.
U.S. Financial Regulatory Agencies Join the Global Financial Innovation Network
CFTC, FDIC, OCC, and the Securities and Exchange Commission (SEC) today announced joining the Global Financial Innovation Network (GFIN)
Equities Positive on Chinese Data Led Cues, US NFP in Focus
Upbeat Chinese data and Trump’s comments boost risk appetite, key US stock earnings and NFP/ISM data to provide short term profit opportunities.
Yuval Ziv Promoted To Managing Director of Safe Charge
Canadian payment services provider recently revealed in a statement that it has promoted Mr.
