December 2018
Boursa Kuwait Announces the Development of Over the Counter Market (OTC)
Boursa Kuwait Announces the Development of Over the Counter Market (OTC). Boursa Kuwait investors can now trade stocks learn more.
Boursa Kuwait Reinforces Commitment to National Economy’s Development with Participation in Economic Forum in Kuwait
Boursa Kuwait Reinforces Commitment to National Economy’s Development with Participation in Economic Forum in Kuwait, Learn More..
FMA Publishes 2018 Audit Quality Report & Directors’ Guide
The Financial Markets Authority’s Audit Quality Report 2018 expresses concern at the continued inconsistencies in audits provided by the same firm.
Intercontinental Exchange Chairman and Chief Executive Officer Jeffrey C. Sprecher to Present at the Goldman Sachs U.s. Financial Services Conference on December 5, 2018
ICE Chairman and Chief Executive Officer Jeffrey C.
FIA Issues Updated CCP Risk Management Recommendations
Singapore – FIA today published a series of recommendations to improve clearinghouse CCP Risk Management Recommendations.
Dishonesty Charges Laid Against Former Melbourne Financial Planner
Mr Bradley Grimm, former Melbourne financial planner, has been charged with 13 dishonesty offences while running a financial services business.
ASIC Announces New Members of the Markets Disciplinary Panel and Consults on Proposed Changes
ASIC Announces New Members of the Markets Disciplinary Panel and Consults on Proposed Changes.
November 2018
ASIC Puts Spotlight on the Rapidly Growing Buy Now Pay Later Industry
ASIC Puts Spotlight on the Rapidly Growing Buy Now Pay Later Industry. ASIC has released its first review of the rapidly growing buy now pay later industry.
SIX Hosts World’s First Crypto Index ETP Listing by Amun
SIX Hosts World’s First Crypto Index ETP Listing by Amun, welcomes Swiss fintech Amun as a new Exchange Traded Product (ETP) issuer to its trading segment.
Hensarling Lobbies for Bill
Speaking from the floor of the House of Representatives, Hensarling urged the Senate to pass the JOBS & Investor Confidence Act of 2018.
Federal Council Adopts Dispatch on Implementation of Global Forum’s Recommendations
Bern, 22.11.2018 - During its meeting on 21 November 2018, Federal Council Adopts Dispatch on Implementation of Global Forum's Recommendations.
Vancouver Man Sentenced to 36 Months in Prison for Fraud
A Vancouver man has been sentenced in Vancouver Provincial Court to a total of 36 months in jail for selling fraudulent investments.
Elite Surpasses 1000 Company Milestone: 19 New Businesses Join Today
Elite Surpasses 1000 Company Milestone: 19 New Businesses Join Today. New countries: Belgium, Czech Republic and Norway represented.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.