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Regulation
Enforcement, licensing and rule-making from the SEC, FCA, CySEC, ASIC and the rest.
167 stories since 2018 · page 7 of 9
November 2021
October 2021
September 2021
August 2021
GFXC New Guidance Requires Detailed Disclosure on Last Look Practice
The Global Foreign Exchange Committee (GFXC) today released a guidance paper on the controversial practice of ‘last look’ within the FX market.
July 2021
ASIC Releases Internal Dispute Resolution (IDR) Reporting Documents
The Australian Securities and Investment Commission has released internal dispute resolution (IDR) reporting documents.
June 2021
EverFX Ordered by FCA to Stop Offering CFDs to UK Customers
The Financial Conduct Authority (FCA) has ordered the company named ICC Intercertus Capital Ltd., from offering CFD products to its customers in the UK.
May 2021
ASIC Consults on Updates to ePayments Code
The Australian Securities and Investments Commission (ASIC) has released a consultation paper for updates to the repayments Code that are being proposed by them.
India’s Central Bank Advises Lenders to Review their Ties with Crypto Exchanges
The Reserve Bank of India has advised the lenders in the country, including banks, to review their ties with crypto exchanges.
April 2021
ASIC Bans Binary Options Following New CFD Restrictions
ASIC has banned the offering of binary options to retail clients with effect from Monday 3 May 2021.
March 2021