Desk
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 97 of 337
January 2020
SGX is scaling up and accelerating the growth of its Data, Connectivity and Indices (DCI) business with the acquisition of a 93% stake in Scientific Beta.
CFTC issued an order settling charges against Propex Derivatives Pty Ltd, an Australian company for spoofing in Chicago Mercantile Exchange futures market.
SEC files charges against three companies they controlled, for an alleged scheme that defrauded investors against scheme to sell fictitious interests.
NSE emerged as the world's largest derivatives exchange by number of contracts traded surpassing the CME Group, based on the statistics published by FIA.
ASIC has suspended the Australian financial services (AFS) licence of Global Merces Funds Management Ltd (Global Merces) for a period of six months.
AMBD and MAS committed to new areas of expand cooperation, with the signing of an enhanced Memorandum of Understanding (MoU) on Bilateral Cooperation.
SEC awards Whistleblowers whose information helped stop fraud. It announced two whistleblower awards in connection with two separate enforcement actions.
Futures Industry Association seeks clarity from the Commodity Futures Trading Commission on permissible market practices for margining separate accounts.
SEC announced that it obtained a court order authorizing the distribution of over $63 million to investors alleged real estate investment fraud.
Brian will be responsible for leading Siepe's overall product vision and spearheading development and innovation around the Company’s product suite.
UK’s (FCA), the primary regulatory body has recently made the announcement of the appointment of a new interim Chief Executive Officer Christopher Woolard.
Nearly nine in 10 of current investors and seven in 10 of aspiring investors feel it's important that investment advice come from a regulated source.
Fear surrounding the Chinese virus outbreak has finally eased up as the WHO declared that the new virus is not an international emergency.
Stake has launched its beta version in the United Kingdom as it offers direct trading in more than 3,500 US stocks and ETFs.
Stocks rebound in Asia and managed to end on positive grounds amid the coronavirus outbreak concerns in eight cities in China.
America’s farmers and ranchers are at the heart of our real economy. Yet for the past six years, production of American agriculture has faced turbulence.
SEC charged convicted criminal Boaz Manor, his business associate, and two businesses who conducted fraudulent ICO using a fake identity.
ASIC has suspended the Australian financial services licences of Theta Asset Management Ltd and Valuestream Investment Management Ltd until 21 July 2020.
