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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 305 of 337
July 2018
Cryptocurrency Trading Scams Now Second Most Common In Australia
Australian community is collectively losing $4.3 million a month to investment scams, including binary options and cryptocurrency trading scams.
Kabu Reports Strong Q1 Earnings for the Fiscal 2019, Growth Aided by Decline in Preliminary Expenses
Japan-based online securities broker, Kabu has announced the first quarter preliminary earnings report for the fiscal ending March 31st 2019.
DFSA: Notice of Amendments to Legislation
Following the ending of the consultation period on a number of proposed legislative changes that were set out in Consultation Paper No.
SEC Adopts Rules to Enhance Transparency and Oversight of Alternative Trading Systems
The Securities and Exchange Commission today Adopts Rules to Enhance Transparency and Oversight of Alternative Trading Systems.
DMCC Signs MoU with Royal Fund Investments to Boost China Trade in DMCC and Dubai
DMCC, has signed a Memorandum of Understanding (MoU) with Royal Fund Investments LLC (RFI) o Boost China Trade in DMCC and Dubai.
Introductory Remarks – Vice Chairman for Supervision Randal K. Quarles.
Introductory Remarks - Do we really need or want to use other tenors of LIBOR in municipal or financial floating-rate notes?
SFC reprimands and fines HSBC Broking Securities (Asia) Limited $9.6 Million for Regulatory Breaches Over Bond Sale
The Securities and Futures Commission (SFC) reprimands and fines HSBC Broking Securities (Asia) Limited $9.6 Million for Regulatory Breaches Over Bond Sale.
SEC Adopts Final Rules and Solicits Public Comment on Ways to Modernize Offerings Pursuant to Compensatory Arrangements
SEC today issued final rules to amend Securities Act Rule 701 for securities issued by non-reporting companies pursuant to compensatory arrangements.
FCA Response to the CMA’s Provisional Decision Report on its Investment Consultants Market Investigation
We welcome the Competition and Markets Authority's (CMA's) Provisional Decision Report on its Investment Consultants Market Investigation.
Getting It Right: Factors for Tailoring Supervision and Regulation of Large Financial Institutions
Getting It Right: Factors for Tailoring Supervision and Regulation of Large Financial Institutions - Vice Chairman for Supervision Randal K.
Interactive Brokers Reports Strong Q2, 2018 Financial Results
The US-based electronic brokerage firm, Interactive Brokers Group Inc.