SEC Halts Microcap Fraud Scheme Orchestrated Through International Accounts
SEC has filed an emergency action and obtained an asset freeze against two individuals and their companies Microcap Fraud scheme.
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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
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October 2018
Luxembourg and Australia Enter Agreement on Fintech and Regtech
CSSF and ASIC signed an Agreement on Fintech and Regtech which provides a framework for cooperation to understand financial innovation in each jurisdiction.
Boursa Kuwait Granted Full Membership of the World Federation of Exchanges
Boursa Kuwait today announced that the exchange has received a unanimous vote for admission as a full member of the World Federation of Exchanges (WFE)
CFTC and ASIC Sign Fintech Cooperation Arrangement
CFTC and ASIC today signed an Fintech Cooperation Arrangement through each other’s CFTC’s LabCFTC and ASIC’s Innovation Hub.
Report from FINRA Board of Governors Meeting – September 2018
Governors Meeting on Sept. 26-27 - Board Approves Rule Proposals, Welcomes New Governor and Confirms Committee Appointments.
Boursa Kuwait and CFA Institute to Launch Boursa Academy New Partnership to Introduce the Fundamentals of Investing to Local Investors
Boursa Kuwait entered into a Memorandum of Understanding (MoU) with CFA Institute aiming to educate the public on the fundamentals of investing.
Canadian Securities Regulators Publish Amendments to Finalize Alternative Mutual Funds Framework
Canadian Securities Regulators Publish Amendments to Finalize Alternative Mutual Funds Framework for alternative mutual funds.
Basel III Monitoring Results Published by the Basel Committee
Basel III Monitoring Results Published by the Basel Committee. All banks continue to meet initial Basel III minimum and target CET1 capital requirements.
First Exchange of Information on Around 2 Million Financial Accounts
First Exchange of Information on Around 2 Million Financial Accounts. The exchange took place within the framework of the global standard.
FIXI Markets’ data successfully migrated to Beeks’ infrastructure
FIXI Markets were looking to improve clients’ trade execution by moving from Microsoft Azure hosting to dedicated infrastructure across several locations.
Bank of America Addresses Millionaires Wishes With Mobile Enhancement
Most millionaires want their banking and investment services accessible in one place, according to an industry survey.
CME Group Averaged 17.5 Million Contracts Per Day in September 2018, Up 3% from September 2017
CME Group reached average daily volume (ADV) of 17.5 million contracts per day during September 2018, up 3 percent from September 2017.
BitMEX Appoints Regulatory Expert Angelina Kwan as COO
Kwan is an industry veteran with past roles at HKEX and the Securities and Futures Commission of Hong Kong.
Intercontinental Exchange Reports September and Third Quarter 2018 Statistics
Intercontinental Exchange today reported September and Third Quarter 2018 trading volume and related revenue statistics which can be viewed on the website.
smartTrade to Deliver SEBA’s Crypto and Traditional Assets Trading Platform
SEBA raised CHF100 million last week to build a unique crypto-fiat bank based in Switzerland and apply to a FINMA license.
Marex Spectron Back to Institutional FX Trading With New Platform
The trading supergroup has rapidly expanded its institutional FX trading business since it brought a number of former Lehman Brothers bankers onto its board.