Desk
Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 175 of 337
July 2019
SGX RegCo Consults on Proposed Enhancements to Securities Trading Auction Mechanism
SGX RegCo is seeking feedback on possible changes to the auction mechanism in the securities market, to consider their feasibility for implementation.
SET Unveils Digital Gateway to Access the National Digital ID Platform
SET is poised to introduce its Digital Gateway to enable an efficient, secure and cost-effective means to access the National Digital ID Platform (NDID).
USDNZD Consolidates at 3-Month High, Equities Looking for Direction
In forex markets, USD trades 0.09 percent higher at 9717, the Aussie dollar trades flat at 0.7037, while Kiwi trades at three-month high at 0.6773.
Benoît Cœuré: The rise of services and the transmission of monetary policy
Speech by Mr Benoît Cœuré, Member of the Executive Board of the European Central Bank, at the 21st Geneva Conference on the World Economy, Geneva, 16 May 2019.
Shaktikanta Das: Launch of Complaint Management System
CMS symbolizes RBI's commitment to improve customer experience in grievance redressal process by ensuring timely resolution of complaint received at RBI.
Tarbert Begins Term as 14th CFTC Chairman
Dr. Heath P. Tarbert officially began his term as 14th CFTC Chairman of the U.S. Commodity Futures Trading Commission, succeeding J. Christopher Giancarlo.
CFTC Orders ADM Investor Services Inc. to Pay a $250,000 Penalty to Settle Charges that it Failed to Supervise Its Employees
The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against ADM Investor Services Inc. (ADMIS)
CFTC Orders Vision Financial Markets LLC to Pay a $200,000 Penalty to Settle Charges that It Failed To Supervise Its Employees
The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Vision Financial Markets LLC(Vision)
CFTC Orders Dean Katzelis and Shahin Maleki d/b/a Essex Futures to Pay a $500,000 Penalty to Settle Charges of Unauthorized Options Trading, Failure to Supervise, and Other Violations
CFTC today issued an Order filing and settling charges against Dean Katzelis (Katzelis) and Shahin Maleki (Maleki) d/b/a Essex Futures (Essex).
Former REIT Manager and Executives to Settle SEC Charges for More Than $60 Million
The Securities and Exchange Commission, SEC Charges today charged AR Capital LLC, its founder Nicholas S.
SEC and NASAA Explain Application of Securities Laws to Opportunity Zone Investments
SEC and NASAA have issued a summary that explains the application of the federal and state securities laws to opportunity zone investments.
