November 2019
CFTC Charges Foreign Trading Platform for Failing to Register with the CFTC
CFTC today issued an order filing and settling charges against Switzerland-based Foreign Trading Platform XBT Corp. SARL d/b/a First Global Credit (FGC)
Equities Rally Continues, Bitcoin Price in Bullish Momentum
Asian equities rally higher today on improved sentiment as investors digest the 25 basis point to 1.50%-1.75% from the Fed.
BCSC Settles Illegal Distribution Case Involving Nominee Director
BCSC has reached a settlement agreement with a Nominee Director who was involved in a company that was illegally selling its shares.
Burkhard Balz: Curtain up for the future of payments – from bigtechs and fintechs to smartphones and stablecoins
From bigtechs and fintechs to smartphones and stablecoins Speech by Mr Burkhard Balz, Member, Deutsche bank at Roundtable on Digitalisation, GIJS, Tokyo.
Deepen Investment and Financing Cooperation for Quality Development of the Belt and Road Initiative
Governor Yi Gang Opening remarks for the Thematic Forum on Financial Connectivity of the Second BRF for International Cooperation.
Strengthening Capacity Building to Optimize Soft Environment for Financial Connectivity along the Belt and Road
Strengthen Capacity Building to Optimize Environment for Financial Connectivity along with BRI for countries weak macroeconomic and financial building.
Federal Court Orders Florida Company to Pay More Than $15 Million in Monetary Sanctions for Fraud and Illegal Transactions
Consent order against Erez Hen of Florida, for fraud and illegal, off-exchange precious metals transactions and failing to register with the CFTC.
FCA Urges Victims of Illegal Loan Scheme to Come Forward
FCA has today urged customers who took out a loan with Mr Dharam Prakash Gopee to contact them as they may be eligible for compensation.
SEC Issues Agenda for Nov. 4 Meeting of the Fixed Income Market Structure Advisory Committee
The Securities and Exchange Commission today released Agenda for Nov.
Trade Deal Hopes Keeps Equities Afloat, Caution Lingers
Caution in the market ahead of upcoming BOE interest rate decision, election proceeding and firm USD keeps GBP bulls in check.
Asian Equities Higher, Gold Consolidates Above $1,500
Gold consolidates above $1500 and trades higher at 1,511, as the short term momentum turns bullish after the price trades above the 50-day moving average.
SEC to Host Veterans Day Program for Active Duty Service Members and Veterans
SEC will host a Veterans Day program on Tuesday, Nov. 12. Col. James Tuite of U.S. Army’s “Old Guard” to Join SEC Chairman in Conversation.
Natasha Vij Greiner Named Associate Director in SEC’s Investment Adviser/Investment Company Examination Program
Natasha Vij Greiner has been named Associate Director in its Office of OCIE investment adviser and investment company examination program.
Also filing this week: Rick Steves, Karthik Subramanian and Abdelaziz Fathi.