CFTC

CFTC Orders Six Financial Institutions to Pay Total…

Washington, DC – The U.S. Commodity Futures Trading Commission today announced that it issued orders yesterday against HSBC Bank USA, N.A., Société Générale International Limited, The Northern Trust Company, NatWest Markets Plc, The Bank of…

CFTC

CFTC’s Market Risk Advisory Committee to Meet June…

Washington, DC – The Commodity Futures Trading Commission’s (CFTC or Commission) Market Risk Advisory Committee (MRAC) will hold a public meeting on June 12 at CFTC's Washington, DC headquarters. CFTC Commissioner Rostin Behnam is the…

US Securities and Exchange Commission - VALIC

SEC, NASAA, and FINRA Issue Senior Safe Act…

Washington D.C., May 23, 2019 — In recognition of the one-year anniversary of the passage of The Senior Safe Act, the Securities and Exchange Commission, the North American Securities Administrators Association (NASAA), and the Financial…

ICE

ICE Data Services Launches New Service With Credit…

ATLANTA & NEW YORK--(BUSINESS WIRE)-- Intercontinental Exchange (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today announced that ICE Data Services has launched ICE Credit Risk, an…