FINRA Financial Industry Regulatory Authority

FINRA To Consolidate Examiners

[caption id="attachment_320856" align="alignleft" width="148"] Robert W. Cookat, FINRA President and CEO[/caption] FINRA is consolidating some of its monitoring programs. Bari Havlik is Executive Vice President of the newly named Member Supervision team, at FINRA, the…

US Securities and Exchange Commission - VALIC

Daniel Gregus Named National Associate Director of Clearance…

[caption id="attachment_312722" align="alignleft" width="200"] Daniel Gregus[/caption] Washington D.C., July 25, 2018 — The Securities and Exchange Commission today announced that Daniel Gregus has been named National Associate Director of the Clearance and Settlement examination program…