June 30, 2020
Washington, D.C. — The Commodity Futures Trading Commission – CFTC today announced the filing of a civil enforcement action in the U.S. District Court for the Northern District of Illinois …
June 30, 2020
Washington, D.C. — The Commodity Futures Trading Commission today issued an order filing and settling charges against Cunningham Commodities, LLC, a registered futures commission merchant with its principal place of …
Continue reading “CFTC Orders Illinois Firm to Pay $250,000 for Supervision Violations”
June 24, 2020
Washington, D.C. — The Commodity Futures Trading Commission today announced the settlement of two enforcement matters involving Deutsche Bank. In the first matter, Deutsche Bank AG (Deutsche Bank) resolved federal …
Continue reading “Deutsche Bank to Pay Over $10 Million to Settle Two CFTC Cases”
June 16, 2020
Over the last two-plus years, Europe and the US have been at loggerheads over a proposal by the European Securities and Markets Association (ESMA) and the European Commission, which suggested …
June 11, 2020
Washington, D.C. — The Commodity Futures Trading Commission today announced it will award more than $6 million to a whistleblower who voluntarily provided original information that led the CFTC to bring …
Continue reading “CFTC Announces $6 Million Whistleblower Award”
June 10, 2020
Washington, D.C. — The Commodity Futures Trading Commission today issued an order filing and settling charges against Gain Capital UK Limited (Gain UK) of London, England for failing to register …
June 5, 2020
Dollar Mixed, US 10-Year Bond Yield Climbs, Stocks Ease
June 3, 2020
Washington, D.C. — The Commodity Futures Trading Commission today announced the filing of a civil enforcement action in the Eastern District of Kentucky against defendant William S. Evans III (d/b/a …
Continue reading “CFTC Charges Kentucky Man in Multi-Million Dollar Fraud Scheme”
June 3, 2020
Washington, D.C. — The Commodity Futures Trading Commission – CFTC today announced that the U.S. District Court for the Southern District of New York entered a consent order for permanent …
June 1, 2020
The head of enforcement at the Commodities Futures Trading Commission (CFTC) said Dodd/Frank ushered in a new era for enforcement. James McDonald is the Head of Enforcement at the CFTC …
Continue reading “CFTC Enforcement Head Talks Dodd/Frank and Transparency”
