Desk
Enforcement, licensing and rule-making from the SEC, FCA, CySEC, ASIC and the rest.
167 stories since 2018 · page 9 of 9
November 2019
he Monetary Authority of Singapore (MAS) and the Association of Banks in Singapore (ABS) jointly conducted an exercise to mitigate cyber-attacks.
ASIC notes the decision by Eco Energy Group Limited (Eco Energy) to devalue its intellectual property assets by $49.6 million.
July 2019
FINRA Orders Summit Brokerage Services, Inc.
ASIC has cancelled AFS licence of Sydney-based financial services provider Australasia Wealth Services and Management Pty Ltd (AWSM) as of 4 June 2019.
June 2019
Ms Chanthabouly of Carnes Hill, NSW has been convicted and sentenced by ASIC after pleading guilty to charges related to illegal phoenix activity.
March 2018
