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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 179 of 337
July 2019
FINRA Releases New Guidance on Credit for Extraordinary Cooperation
FINRA today announced that it has released new guidance regarding credit for extraordinary cooperation in investigations.
ASIC Ensures Licensees Meet their AFCA Membership Obligations
External dispute membership with one of the previous schemes, had not obtained AFCA membership and may be in breach of their licence conduct obligations.
ASIC Permanently Bans Melbourne Finance Broker from Credit and Financial Services and Cancels Company Licence
ASIC Permanently Bans Melbourne Finance Broker from Credit and Financial Services and and has cancelled the Australian credit licence.
SEC Investor Advisory Committee to Meet on July 25
The Securities and Exchange Commission’s SEC Investor Advisory Committee will hold a meeting on July 25, The meeting will begin at 9 a.m.
Utah Based Fillmore Advisors Acquired By INTL FCStone
New York-based NASDAQ listed financial service provider INTL FCStone has acquired Utah based outsourced trading firm Fillmore Advisors.
European Equities Positive on Bank Stock Led Gains, US PPI in Focus
Fed rate cut expectations and weak USD boosts risk on trading activity in the global market, US PPI inflation data awaited for short term trading cues.
Asian Equities Higher, Gold Retreats
Asian indices finished higher today as US stocks hit record highs overnight. The Nikkei225 finished 0.20 percent higher at 21,685.
Kazakhstan’s AIX Exchange Improves Trading Experience at International Level
Kazakhstan's AIX Exchange has launched a number of innovative initiatives which may boost international investors' level of confidence.
FX Global Code
The Global Code sets out global principles of good practice in the FX market to provide a common set of guidance to the market.
Perspectives on the Economy from Scranton
Consumer spending is robust, buoyed by the strong labor market and continued strong confidence in the economy and employment has expanded at a healthy pace.
SmartStream Analyzes Intraday Liquidity Management as True Business Value
SmartStream Technologies has released a white paper about the regulatory pressures imposed on intraday liquidity requirements.
