The Corcoran Family in Futures and Beyond
Furthermore, Corcoran’s son, Pat, is the manager for Chance the Rapper, one of the biggest music stars on the planet.
Desk
Feature Articles
Longer reads on technology, regulation and company announcements.
684 stories since 2017 · page 21 of 35
November 2019
USDOJ Charges Precious Metals Scheme as Criminal Enterprise
The USDOJ is calling a recent trading scheme a criminal enterprise.
FINRA Reports from its Buildathon
FINRA, the Financial Industry Regulatory Authority, recently held its Buildathon: a sort of Hackathon, with three invited guests.
The National Futures Association has Banned a Commodity Pool Operator
The NFA has ordered Golden Meadow Investments LLC to both withdraw from and never again apply for NFA membership or principal status with any NFA Member.
Several binary options fraudsters have been busted by the US Department of Justice (USDOJ)
The press release from the USDOJ stated fifteen people were busted having being involved in a fraudulent binary options scheme.
USDOJ Unravels Trading Scheme
Tower Research Capital LLC, a New York-based financial services firm, agreed to pay $67 million as part of a resolution with the USDOJ.
Warren’s Health Care Plan to Hit Traders and Investors
Warren recently unveiled how she would pay for her plan to turn the USA into a single payer health care insurance system.
The House Agriculture Committee has Weighed in on the Ongoing Standoff Between US and European Regulators over Swaps Trading.
The House Agriculture Committee has Weighed in on the Ongoing Standoff Between US and European Regulators over Swaps Trading.
October 2019
Zuckerberg Faces Bi-Partisan Grilling on Capitol Hill Regarding Libra
Facebook’s digital currency Libra will be a proxy in many larger issues which will decide the future of technology in America and the globe.
Bitcoin is Playing a Role in Another Darknet Criminal Scheme
The United States Department of Justice announced the takedown of a global pornography ring by Jong Woo Son using the darknet.
SEC Provides Red Flags for Scams Techniques
SEC is warning investors about common scam techniques.
FINRA’s Department of Enforcement Explained
The Department of Enforcement within FINRA, the Financial Industry Regulatory Authority, has four units, a key reform from 2018.
SEC Explains Differences Between Brokers and Investment Advisors
An investment advisor, Clayton noted, “generally manages your account.
Attorney General Barr Touts SEC/DOJ Cooperation
US Attorney General William Barr touted the cooperation between the Justice Department and the Securities and Exchange Commission (SEC).
September 2019
Democrat Presidential Candidate Joe Biden May be Considering a Financial Transactions Tax
Democrat Presidential Candidate Joe Biden May be Considering a Financial Transactions Tax the introduction of a new tax on Wall Street.
