US Securities and Exchange Commission - VALIC

SEC Proposes to Improve the Retail Investor Experience…

Washington D.C., Aug. 5, 2020 — The Securities and Exchange Commission - SEC today proposed comprehensive modifications to the mutual fund and exchange-traded fund disclosure framework to better serve the needs of retail investors. The…

US Securities and Exchange Commission - VALIC

SEC Charges CEO and Company With Defrauding First…

Washington D.C., July 30, 2020 — The Securities and Exchange Commission - SEC today announced charges against a San Antonio-area businessman and his company for running a multimillion-dollar fraudulent scheme that victimized scores of investors,…

US Securities and Exchange Commission - VALIC

SEC Announces Creation of the Event and Emerging…

Washington D.C., July 28, 2020 — The Securities and Exchange Commission today announced the creation of the Event and Emerging Risks Examination Team (EERT) in the Office of Compliance Inspections and Examinations (OCIE). The EERT…