ASIC

ASIC Warns Coffs Harbour Locals to Watch Out…

The Australian Securities and Investments Commission (ASIC) is warning the public that super spruikers promoting illegal use of self-managed super funds (SMSFs) are operating in the Coffs Harbour area. These spruikers are not licensed to…

ASIC

ASIC Advice to AFS Licensees About Upcoming Changes…

From 1 January 2019, new professional standards requirements for financial advisers will progressively replace training standards in Regulatory Guide 146 Licensing: Training of financial product advisers(RG 146). The professional standards reforms were introduced in March 2017…

ASIC

ASIC Releases Guidance on Code of Ethics Compliance…

ASIC has today released guidance on its proposed approach to approving and overseeing compliance schemes for financial advisers (RG 269). The financial advice professional standards reforms include obligations for financial advisers to, from 1 January…

CoInvestor Appoints Rob Ferguson As Chief Operating Officer

UK-based fintech company CoInvestor has announced the appointment of Rob Ferguson as its Chief Operating Officer strengthen the focus on innovation and customer service of the platform that digitizes alternative asset transactions for fund managers, investors and advisers.   Rob Ferguson, who…