FINRA

FINRA Fines Citigroup Global Markets Inc. $1.25 Million…

FINRA today announced it has fined Citigroup Global Markets Inc. (CGMI) $1.25 million for failing to conduct timely or adequate background checks on approximately 10,400 non-registered associated persons spanning a seven-year period. Federal securities laws…

Citigroup

Citigroup to Restructure Its FX Business Operations

[caption id="attachment_344556" align="alignleft" width="300"] Citigroup[/caption] US-based multinational investment banking and financial service provider Citigroup Inc recently made an announcement revealing its plans to merge two of its Forex related business operations into one single business…

ASIC

Citigroup to refund over $3 million to clients…

Following an ASIC investigation, Citi group will refund over $3 million to 114 retail customers for losses arising out of structured product investments offered by Citigroup between 2013 and 2017. Citigroup will also write to…

Societe Generale

Deutsche Bank Pledged to Arrest Decline in Revenue…

[caption id="attachment_328152" align="alignleft" width="189"] Deutsche Bank[/caption] German multinational investment and financial services company, Deutsche Bank published its annual report for fiscal 2018, that ended on 31st Dec 2018.  During the period, the bank showed a…