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Industry News
Brokers, prop firms, liquidity, payments: what changed in the trading industry today.
6,737 stories since 2017 · page 264 of 337
December 2018
ASIC Warns Coffs Harbour Locals to Watch Out for Super Spruikers
ASIC is warning the public that super spruikers promoting illegal use of self-managed super funds (SMSFs) are operating in the Coffs Harbour area.
SEC Charges Two Robo-Advisers With False Disclosures
SEC today proceedings against two robo-advisers for making false statements about investment products and publishing misleading advertising.
Fixi Plc Firm Shuts Down, Clients Money Frozen by UK FCA
UK FCA has mandated Fixi Plc to close any open positions before 28th of this month and it needs to go through each payment request Fixi gets from clients.
ROYAL Appoints Rasha Gad to Head its Institutional Sales Division
The choice to rent Rasha is clearly supposed to extend backside line outcomes and lengthen the scope of newly launched operations.
CFTC Orders Commodity Trading Firm and Principal to Pay a $315,000 Civil Monetary Penalty for “Cherry-Picking” Scheme
The Commodity Futures Trading Commission Orders Commodity Trading Firm and Principal to Pay a $315,000 Civil Monetary Penalty for “Cherry-Picking” Scheme.
Martha Miller Named Advocate for Small Business Capital Formation
The Securities and Exchange Commission today announced that Martha Legg Miller has been named as the first Advocate for Small Business Capital Formation.
Equities and Forex Markets Bearish Owing to Partial US Government Shutdown
Global markets which are currently weighed down by geopolitical issues is further pressured ahead of year-end holiday and political turmoil in the US.
ASIC Reviews Allocations Practices in Equity Raising Transactions
ASIC's review of allocations in equity raising transactions underscores the potential impact of conflicts of interests in allocation decisions.
Former Company Director Jailed for Stealing $1 Million
Former Company Director Jailed for Stealing $1 Million, Mrs Maureen Johnston, of Carrum Downs, Victoria was today sentenced.