Securities Market Archives - The Industry Spread

Securities Regulators Encourage Canadians to Help Identify and Stop Senior Financial Abuse

June 16, 2019

The Canadian Securities Administrators (CSA) is encouraging Canadians to be aware of the signs of financial abuse of seniors as part of World Elder Abuse Awareness Day (WEAAD) on June 15, 2019. Through a variety of online resources and activities across Canada, the CSA, its members and other senior-focused groups are highlighting the issue and the need to recognize, report and stop financial abuse of seniors.

Ahmed Abonamah Named Deputy Director of the Office of Municipal Securities

June 7, 2019

The Securities and Exchange Commission today announced that Ahmed Abonamah has been named Deputy Director of the agency’s Office of Municipal Securities (OMS). Mr. Abonamah will oversee many of OMS’s strategic initiatives as well as advise OMS’s leadership on legal, strategic, and policy matters regarding the municipal securities market.

BCSC Reaches Settlement Over Illegal Trading

April 29, 2019

The British Columbia Securities Commission (BCSC) has reached a settlement over illegal trading agreement with a B.C. man who helped an issuer raise funds without being registered.

SET Market Report for January 2019

February 8, 2019

The Stock Exchange of Thailand (SET) Index at the  end of January gained 5 percent from end-2018 to 1,641.73 points, moving in the same direction as other Asian stock markets.