OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Elon Musk Charged with Securities Fraud for Misleading…
Washington D.C., Sept. 27, 2018 — The Securities and Exchange Commission today charged Elon Musk, CEO and Chairman of Silicon Valley-based Tesla Inc., with securities fraud for a series of false and misleading tweets about a…
Former Bank Exec Convicted Stock Trading Scheme
A former banking executive has been found guilty of fraud involving millions in securities transactions. The US Department of Justice announced the conviction of Ross McLellan, 47, of Hingham, Massachusetts a former executive vice president…
Proposed Securities Fraud Bill Causes Controversy
A bill currently being debated by the House Financial Services Committee to help control securities fraud may do the opposite. The House Financial Services Committee held a hearing entitled “Ensuring Effectiveness, Fairness, and Transparency in…
SEC Official Pours Cold Water on Arbitration Idea
The Securities and Exchange Commission’s Head of Corporate Finance poured cold water on a January Bloomberg article which suggested that the SEC was laying the groundwork to force defrauded investors into arbitration with publicly traded…
Deutsche Securities Division Nailed For a Third Time
The securities division of a major European bank was nailed for the third time in less than three weeks by an American regulator in another alleged securities fraud scheme. The Securities and Exchange Commission (SEC)…