OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
FCA Publishes Its Second Set of Rules Following…
The Financial Conduct Authority (FCA) has published new rules and guidance to improve the quality of the information available to consumers about the funds they invest in. The asset management industry plays an important role in the…
FCA Proposes Rules on Investment Pathways and Other…
The Financial Conduct Authority (FCA) is today consulting on measures to stop up to 100,000 consumers a year losing out on pension income when they access the pension freedoms. The FCA has previously expressed concern…
SEC Solicits Public Comment on Earnings Releases and…
Washington D.C., Dec. 18, 2018 — The Securities and Exchange Commission today published a request for comment soliciting input on the nature, content, and timing of earnings releases and quarterly reports made by reporting companies.…
SEC Adopts FAIR Act Rules Promoting Research Reports…
Washington D.C., Nov. 30, 2018 — The Securities and Exchange Commission today adopted rules and amendments designed to promote research on mutual funds, exchange‑traded funds, registered closed-end funds, business development companies, and similar covered investment funds. These…
ASIC approves Australian Financial Complaints Authority Rules
The Australian Securities and Investments Commission (ASIC) has approved the Australian Financial Complaints Authority (AFCA) Complaint Resolution Scheme Rules and the Terms of Reference of the AFCA Independent Assessor (IA). ASIC is required to approve…
SEC Adopts Rules to Enhance Transparency and Oversight…
Washington D.C., July 18, 2018 — The Securities and Exchange Commission today announced it has voted to adopt amendments to Regulation ATS to enhance operational transparency and regulatory oversight of alternative trading systems (ATSs) that…